EFTA01499597

SOUTHERN FINANCIAL, LLC ACCT. For the Period 8/1/13 to sam3 Price Quantity Value Adjusted Cost Unrealized Gain! Loss Est. Annual Inc. Yield Original Cost Accrued Div. Emerging Market Equity JPM LATIN AMERICA FD • SEL 16.83 49,504 950 833.168 31 1.000.000.00 (166 831 69) 841.58 0.10% FUND 3815 4812A3-474JLTS X Preferred Stocks ALLY FINANCIAL INC 26.91 126.600.000 3,408,806.00 2,782,242.51 624,563.49 268,392.00 7.88% 8 1/2% PFD 02005N-30-8 ALLYPB NA /CAA GMAC CAPITAL TRUST I 26.54 80,000.000 2,123,200.00 1,882,773.60 240,426.40 162,480.00 7.65% PFD STK 81/8% 361860-20-8 ALLYPA ROYAL BANK SCOTLAND GROUP PLC 22.94 120,000.000 2'52,800.00 2,924,400.00 (171,600.00) 217,560.00 7.90% ADR NON-CUMULATIVE 780097.71.3 RBS PT NA /P-2 VOLKSWAGEN AG PFD 227.26 1,400,000 318,164.99 340,287.60 (22,12161) ISIN DE0007664039 SEDOL 5497168 928662-92-3 UR Total Preferred Stocks 68,600,9709 $7,929,70311 $671,267.28 5648,432.00 7.54% Concentrated & Other Equity BANK OF AMERICA CORP 110.17 2.000.000 000 2203,400.00 2,081,180.56 122,219 44 162,500 00 7 32% 81/8% PFD STK DEC 29 2049 47.846 00 DTD 04/30/2006 060505-DT-8 BB+ 431 J.P, Morgan Account Page 8 o' 48 Consolidated Statement Page 11 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00023385 SDNY_GM_00292583 EFTA01499597