EFTA01499598

SOUTHERN FINANCIAL, LLC ACCT. For the Period 8/1/13 to 8/31/13 Price Ouarddy Value Adjusted Cost Unrealized Gain Loss Est. Annual Inc. Yield Original Cost Accrued Div. Concentrated & Other Equity GENERAL ELEC CAP CORP 7.125% DEC 15 2049 DID 06/17/2012 AA- IBAA 109.37 48.66 2,000,000.000 2,187,420.00 2,122,916.67 64,503.33 142,500.00 30,082.00 6.45% GENERAL MOTORS CO CV PFD B GM PB 71000.000 3,454,860.00 3,585,969.22 (131,109.22) 168,825.00 42,156.25 4.88% JPMORGAN CHASE & CO 7.9% PFD STK APR 30 2049 DTD 0023/2008 BBB flitA1 110.04 5,000,000.000 5,502,060.00 5,498,008.95 4,043.05 395,000.00 132,780.00 7.12% JPMORGAN CHASE & CO VAR RT 07/24/2013 DTD 07/294013 BBB /BA1 94.69 750,000.000 710,137.50 750,000.00 (39,862.50) 45,000.00 3,750.00 8.38% LONG TOTAL RETURN SWAP 1,999,999.388942 USD NOTIONAL KOSPTREO INDEX MAT MAR 20 2014 DEAL 30140386 N/O Client SWPBDR-UH-6 1.00 888,972.000 293,286.55 N/A " N/A MS MARKET PLUS MRK 08/20/14 80% EKO BARRIER- 3.55%CPN ,UNCAPPED INITIAL LEVEL-02/14/13 MRK.41.19 112,21 1,000,000.000 1,122,050.00 1,000,000.00 122,050.00 Total Concentrated 8. Other Equity 0115.463.184.05 515,038,073.40 5141,844.10 5913,625.00 5256,594.25 5.87% J.P Morgan Account Page 9 e' 48 Consolidated Statement Page 12 Confidential Treatment Requested by JPMorgan Chase CONFIDENTIAL JPM-SDNY-00023386 SDNY_GM_00292584 EFTA01499598