EFTA01583229

J.P. Morgan Account Suitability Supplement SAN 2 41 I SD Lein eSb0I J. P. Morgan A. Account Information (required for )PMS Brokerage and Investment Management accounts) Title of Account: SOUTHERN TRUST COMPANY, INC Personal Accounts O Individual O Community Property Primary Account Owner: Number of Dependents Name of Employer VRt ai&kei Total Net Worth excl. Owner Annual Income (S) Liquid Net Worth (5) primary residence (5) Joint Account Owner: Annual Income ($) Entity Account* ▪ Corporation O Partnership K PIC/PtIC (applicable to international entities only) O sale PriprietOrthlp O Foundation O Endowment O Limits Liability Company Non Profit er O Limited Liability Partnership O Oth Annual Income (3) 5,000,000 Liquid Net Worth (5) 25,000,000 Total Net Worth (5)30,000,000 Trust/Estate Accounts O Trust O Estate O Endowment O Foundation K ERISA Plan O Other Charitable Trust O Other Trust/Estate Liquid Net Worth (5) Trust/Estate Total Net Worth (5) B. Affiliations (required for )PMS Brokerage and Investment Management accounts) Applicable to account owners or authorized signers or trustees and executors. I. my spouse, or Immediate family member who receives material support from me or gives material support to me Is, or has been, a director, corporate officer, control person, affiliate or an owner of 10% of a public corporation's stock: O Yes 0 No If yes, name of person Name of corporation If yeS, Is the corporation traded publicly on a U.S. Stock exchange? O Yes kg No I, my spouse, immediate family member who receives material support from me or gives material support to me, or an individual controlling the account is employed by or associated with an FCM, broker-dealer, a futures or securities exchange, the NFA or FINRA, the CFTC, SEC or the MSRB: O Yes 0 No If yes,* name of employer Name of employee/assoc. Accountholder or immediate family member or another hOusehold member is an employee of a financial institution or Insurance company: O Yes IS No If yes'', name of institution Name of employee/assoc. •If Yes, Broker-Dealer and FINRA member financial institutions must provide written permission on corporate letterhead to Open a Brokerage, Margin, or Investment Management account. O /Dint OTWROSOAWROS for TX residents) O Tenants in Common O Tenants by the Entirety In Transfer on Death (TOO) K UTMA,'UGMA K IRA C. Brokerage Account Information (required for )PMS Brokerage accounts only) Investment Profile My objective for this account (check one): O Capital Preservation O Income Generation 0 Capital Appreciation Speculative or aggressive investments that may generate higher returns but may be ri der than other Investments because I may lose all or part of my investment (check one): 2; Me permitted In this account LI Are not permitted In this account Primary source of income: 0 Investments K Compensation O Pension O Other please indicate the number of years of personal trading experience for the authorized party(s) on this account: Pledge Funds/ 10 SPOStit: ts 10 o pbons 10 ElIlse/4W 1° ;Zi t te nts 10 ettiermtd F ibes 10 Mutual 10 Stocks 1° Bonds 1° FX I currently have brokerage accounts with the following (Inns: NO Approximate value of investable assets held away from the firm? s 1.000.000 Those assets are invested In the following Asset Classes: I2Equitles BMW Income & Cash ®Alternative Investments ['Other Most of those assets are invested in; E ) Equities 12:1 Fixed Income & Cash 0 Alternative Investments °Other Check only one selection for Investment ?Imo Horizon, Primary Liquidity hoods, end Secondary Uquidity needs Investment Time Horizon: Greater K kg than 10 years Less than 1 year O 1.5 years 0 6.10 years Primary Uquldity Needs: [(Short Tenn O Medium Term IN Long Term O None Secondary Liquidity Needs: O Short Term O Medium Term 0 Long Term O None J.P. Morgan Use Only Page 1 of 2 SOUTHERN TRUST COMPANY, INC Title 239150 SRN NELSON 0 JUSTIN Banker/Investor 0222035463 CAS 3/13 1522 Confidential Treatment Requested by JPMorgan Chase JPM-SDNY-00062863 EFTA01583229