Case File
efta-01583230DOJ Data Set 10OtherEFTA01583230
Date
Unknown
Source
DOJ Data Set 10
Reference
efta-01583230
Pages
1
Persons
0
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J.P. Morgan Account Suitability Supplement
JP Morgan
C. Brokerage Account Information (cont.)
Large Trader Identification Number* ("LUD")
LTIO - If applicable, enter Lilo number here: 00000000-0000
*Large Trader definition is explained in paragraph VS of tne Brokertige Account Agreement
Custodian (if applicable)
K JPMorgan Chase Bank, N.A.
O Other (please sPeoPY)
Margin Account Requested?
Options Trading (required for sordiange traded options, over-the-
counter traded options or structured products)
SI Yes
O No
le Yes (a Derivatives Approval form will be required)
O No
Personal Accounts Only
Marital Status of Primary Account Owner: O Married
O Single
ODivorced
O Widowed
Spouse Irformalion:
Name
Name of Employer
Occupation/Position
Annual Income CS
Non-Individual Accounts Only
If applicable, enter Legal Entity Identifier here:
O. Agreement
I have read, understand and agree to this application and the General Terms for Accounts and Services and the Account Agreement
(in each case, our 'Agreement"). The Agreement, with amendments from time to time, generally will apply to any Mute account,
product or service that we agree upon orally, electronically or otherwise, although certain accounts, products or services may require
additional clocrmentatIon. This Agreement (Including this application) is a security agreement under Article 9 of the Uniform
Commercial Code, as amended from Urn* to time. I have read and consent to the terms of J.P. Morgan's Private Bonk and Private
Wealth Management Privacy Notice, Inducting the manner in which my Information is received and used, and that upon opening an
account with J.P. Morgan's Private Bank or Private Wealth Management (together described as the -Private Banking Business'' In the
Notice) my Information will be used by one or more members of the Private Banking Business' family of companies (as listed In the
Notice) in order to make available to me the products and services available through the Private Barking Business.
E. Pre-dispute Arbitration (Tnis applies to Margin and Brokerage, but nor Investment Management Accounts )
By signing below, I acknowledge agreement to arbitrate any controversies arising out of the Margin or Brokerage
Agreements with J.P. Morgan Securities LLC, In accordance with paragraph 11 of the Brokerage Agreement that I have
received. Paragraph 11 Is located in the Agreements for Accounts and Services Offered Through I.P. Morgan Securities
LLC and I.P. Morgan Entities which is contained within the Combined Terms and Conditions and within the International
General Terms for Accounts and Services Account Agreements.
F. Signature
All accountholders are regtimd to
missing on ;Kest forms will
Jow.-21aLam note: any changes not initialed by you, or any information that remains
isdelay in open rig'your account and may require us to send the application bade to you.
(01 0 -1i 3
Signature (Accountholder)
Date
JEFFREY E. ESTES!
Pnnt Name
Signature (Accountholder)
J.P. Morgan Use Only
Page 2 of 2
Crate
Print Name
SOUTHERN must COMPANY, INC tee
NELSON D JUSTIN einicerilnala
Confidential Treatment Requested by JPMorgan Chase
JPM-SDNY-OOO62864
EFTA01583230
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