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DOJ EFTA Data Set 10 document EFTA01273248

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DOJ EFTA Data Set 10 document EFTA01273248

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EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Signature Page By signing below and depositing cash or securities in my accounts. I acknowledge that I have read, understand and agree with the enclosed UBS Client Relationship Agreement. as well as the terms, conditions and disclosures in the enclosed Agreements and Disclosures booklet Margin Agreement I adcnowledge that when I use margin paMleges, UBS well hold the securities In my Account as collateral against the amounts I borrow. I agree to keep sufficient positions and margin In my Account to meet any margin calls UBS may be required to issue. By signing below, I agree that the Margin Agreement in my Client Relationship Agreement applies to all of my accounts. including any accounts that I may open in the future. Note: MS does not extend margin for certain types of accounts (e.g., IRA and ERISA Plan accounts, Coverdeil Education Savings Accounts, 403(b)(7) Account; UGMAIUTMA Estate or 529 Plan Accounts). Likewise, I acknowledge and agree that certain securities in my account, inducing any account I may open in the future, may be loaned to UBS or to other persons or entities as described in the Margin Agreement. a tti traFOMIT T— PteWl..q.W..._ 4* 440, #.44.17.41",.. 'o suk itleti4P4'40. ,591}.(ceg ‘ci 2tPi :.!qt-)i.g.f-1 0,406fmagtisButiterit aFort Si r "* icAfr nic --- 1 ., ••illichnternel ReveaucTe, reVlare " our For Accounts: Y123568 RMA Domestic - Sole Owner Y123567 RMA Domestic - Sole Owner 111 23576 RMA Domestic - Sole Owner Y1 23575 RMA Domestic - Sole Owner Y1 23574 RMA Domestic - Sole Owner Y123573 RMA Domestic - Sole Owner 111 23572 RMA Domestic - Sole Owner Y123571 RMA Domestic - Sole Owner Y1 23570 RMA Domestic - Sole Owner Nr1 23569 RMA Domestic - Sole Owner 0 Check here if you have been notified by the IRS that you are subject to backup verthholding. and therefore have crossed out item (2) above. Electronic Delivery Consent As you requested, we have sent your agreements and disclosure booklet and other account-related documents electronically to gmaxtreellmaxcom, which we consider to be the e-mail address of record for all owners of these accounts. The information is also available at www.ubs.com/accountdIsclosures or by request to your Financial Advisor, Scott Stedman I Lyle Casriel at 1-212-821-7000. x 'g foya number td ure repixt persoWX t „nrs, lefMt the wp9titled . t'SN (e0trrAn 411" triiiet4t, The Client Relationship Agreement contains a pre-dispute arbitration clause located in the final section under the tide "Arbitration." X AAIBLIN Date Gh Warairoctorl lraitligiiv4:i;tiatESi , HGN, A!* DATE HERE -irrnannna tIraignitilliri 116 E 65th Street New York, NY 10065-7007 .Emai ries- Le; rge's '4;4:at:Li:et gmaxl0ellmax.cgm , - :"7t? • % inn 0093830 .9 lag t of I IYIINI CONFIDENTIAL iu 11111111 SDNY_GM_00020412 S£Ifl O1 N80198 CINV N9IS 21 EFTA_00131032 EFTA01273248

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Domainwww.ubs.com
Phone1-212-821-7000
Tail #N80198
Tail #N9IS

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