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DOJ EFTA Data Set 10 document EFTA01273249

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DOJ EFTA Data Set 10 document EFTA01273249

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EFTA Disclosure
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Signature Page By signing below and depositing cash or securities in my accounts. I acknowledge that I have read, understand and agree with the enclosed UBS Client Relationship Agreement. as well as the terms, conditions and disclosures in the enclosed Agreements and Disclosures booklet Margin Agreement I adcnowledge that when I use margin privileges, UBS will hold the securities In my Account as collateral against the amounts I borrow. I agree to keep sufficient positions and margin In my Account to meet any margin calls LISS may be required to issue. By signing below, I agree that the Margin Agreement in my Client Relationship Agreement applies to all of my accounts. including any accounts that I may open in the future. Note: U95 does not extend margin for certain types of accounts (e.g., IRA and ERISA Flan accounts, Coverall Education Savings Accounts, 403(bX7)Accounts, UGMA/UTMA Estate or 529 Man Accounts). Likewise, I acknowledge and agree that certain securities in my account inducing any account I may open in the future, may be loaned to UBS or to other persons or entities as described in the Margin Agreement. iAgi\e.0 -17 1- LIC L;7: 7; P.; t 1.:;i0Y4#0 1# 114 1 .W."1?-11, 11 isT d: For Accounts: Y123568 RMA Domestic - Sole Owner Y123567 RMA Domestic - Sole Owner 111 23576 RMA Domestic - Sole Owner Y1 23575 RMA Domestic - Sole Owner ‘11 23574 RMA Domestic - Sole Owner Y123573 RMA Domestic - Sole Owner 111 23572 RMA Domestic - Sole Owner Y123571 RMA Domestic - Sole Owner Y1 23570 RMA Domestic - Sole Owner Y1 23569 RMA Domestic - Sole Owner Electronic Delivery Consent As you requested, we have sent your agreements and dsclosure booklet and other account-related documents electronically to whkh we consider to be the e-mail address of record for all owners of these accounts. The information is also available at www.ubs.conVaccouMdbclosures or by request to your Financial Advisor. Scott Stedman I Lyle Casdel at 1-212.821-7000. as ~p'Geneg'u traile4: trillial9 V*97,f 4.'411411Ybl.g egtfiit;t1:5t.friljb.1 1, 11alid i, 4)9 .. 1 's The Client Relationship Agreement contains a pre-dispute arbitration clause located in the final section under the title 'Arbitration" at-ilurnherto, • .! J‘, Enter your Tax ID Number: L 313 -17F-HEIER a Cneac here if you have been notified by the IRS th t you are subject to backup withholding, and therefore have crossed out item (2) above. X Pq Gh' Date Prairarotorev'MW1kaagj 51Gh ANC, DATE HERE Ell of 0093830 .9 lag 1 of 1 CONFIDENTIAL 11111111 SDNY_GM_00020415 Still O1 N80198 (INV N9IS 21 EFTA_00131035 EFTA01273249

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Kristen M. Simkins From: Sent: To: Cc: Subject: Irons, Janet < Tuesday, July 12, 2016 10:47 AM Richard C. Smith     Hello Warden Smith,     mother is anxious to hear the results of your inquiry into her daughter's health.   I'd be grateful if you could  email or call me at your earliest convenience.  I'm free today after 2 p.m.  Alternatively, we could meet after the Prison  Board of Inspectors Meeting this coming Thursday.    Best wishes,    Janet Irons    1 Kristen M. Simkins From: Sent:

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