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before the PCS/PB split, but Mike Iaquinta tells me adamantly that he has no

DOJ EFTA Data Set 10 document EFTA01344965

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DOJ EFTA Data Set 10 document EFTA01344965

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before the PCS/PB split, but Mike Iaquinta tells me adamantly that he has no instructions about a KCP carve-out, and he needs those instructions from you, Haig and Chip. maybe you might call Iaquinta? He is at Best, --Josh Joshua Shoshan Director Deutsche Bank securities Inc. Private wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 offic cell E-Fax From: Caroline Kitidis/db/dbcomODBAMERICAS To: Joshua Shoshan/db/dbcomODBAmericas@OBAMERICAS@DBCOEX, Date: 11/05/2013 09:59 AM Subject: Re: Fw: allocation [C] Classification: Confidential These are KCP accounts we r referring to or PB WIC ? we said KCP accounts shd come off top and they agreed. WIC PB comes out of regular allocation? Caroline V. Kitidis Managing Director I Head of Key Client Partners & wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & wealth management 345 Park Avenue, 26th Floor New York, NY 10154-0004 Tel. Fax. mobil Email original message From: Joshua Shoshan Sent: 11/05/2013 09:55 AM EST To: Caroline Kitidis Subject: Re: Fw: allocation [C] Classification: Confidential I spoke to Chip yesterday, and I think we still have a real problem with these special allocations not coming off the top. If they come out of the P8 allocation, they are three times more "expensive". Can you try to get that pre-split allocation to take place? Chip said he was talking to you. I have not spoken to Haig, which I think makes sense . . Joshua Shoshan Director Deutsche Bank Securities Inc. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0030975 CONFIDENTIAL SDNY_GM_00177159 EFTA01344965

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Classification: For internal use only Caroline, i have spared you and others all the emails about mistakes and i have taken the brunt of the complaints and managed the relationship, i have not set up the call on the put yet hence it was never set up, he's not responding sometimes because of his experience, any client would do the same, let's talk off line. Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 From: Caroline Kitidis/db

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DOJ EFTA Data Set 10 document EFTA01344973

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let's talk off line. Paul Morris Managing Director Deutsche Bank Private Bank New York NY 10154 Office cell: From: caroline Kitidis/db/dbcom To: Paul morris Cc: Andrew Gallivan Date: 08/12/2014 03:33 PM Subject: Re: Fw: Indicative Levels - USDCNH lyr Options [I] Classification: For internal use only Agree - not good enough. Having said that, there are mistakes that are made and we can't nit pick each one of them. Jeffreys experience hasnt been optimal, and with the addition of

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Subject: Re: Fw: Indicative Levels - USDCNH lyr Options [I] From: Paul Morris ‹ > Date: Tue, 12 Aug 2014 16:12:11 -0400 To: Caroline Kitidis ‹ > Classification: For internal use only maine and nantucket, probably not far enough away... u? From: To: Date: PM Caroline Kitidis/M- Paul Morris/MI- 08/12/2014 04:07 Subject: Re: Fw: Indicative Levels - USDCNH lyr Options [I] Classification: For internal use only me to, cant wait :) where u off to? Kind regards, Caroline Kitidis EFTA

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Subject: Re: DB ISDAs - Draft 2 IC From: Tazia Smith < Date: Thu 10 Oct 2013 To: Cc: Amanda Kirby Caroline Kitidis Paul Morris < Vahe Stepanian < Classification: Confidential Darren - As discussed, please see attached. One more note that I didn't list below, the spirit of the langauge around the collateral checklist is that 'anything else is on a trade by trade basis, reviewed by party A and agreed to.' I know you wanted more specification in the wording, but the spirit does match w

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Subject: Re: Fw: Indicative Levels - USDCNH lyr Options [I] From: Caroline Kitidis e > Date: Tue, 12 Aug 2014 16:07:08 -0400 To: Paul Morris e > Classification: For internal use only me to, cant wait :) where u off to? Kind regards, Caroline Kitidis (Embedded image moved to file: pic25458.gif) Caroline V. Kitidis Managing Director I Head of Key Client Partners & Wealth Investment Coverage Americas Deutsche Bank Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 26t

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