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Private wealth Management - Americas

DOJ EFTA Data Set 10 document EFTA01344966

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DOJ EFTA Data Set 10 document EFTA01344966

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Private wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office Cell E-Fax From: Caroline Kitidi s/db/dbcom@DBAMERICAS To: Joshua shoshan/db/dbcom@DBAmericas@DBAmERIcAs@DBcOEx, Date: 11/05/2013 09:51 AM Subject: Re: Fw: allocation [C] Classification: confidential So what is feedback here from chip and haig, their call ? Caroline V. Kitidis Managing Director I Head of Key Client Partners & wealth Investment Coverage - Americas Deutsche Bank Securities Inc. Deutsche Asset & wealth Management 345 Park Avenue, 26th Floor New Y Tel. Fax. Mobil Email Original Message From: Joshua shoshan sent: 11/05/2013 09:48 AM EST To: Caroline Kitidis subject: Re: Fw: allocation [c] classification: confidential Hi. Butenhoff is an active client; not new. He trades a decent amount -- so we have about 355k of revs with him ytd -- which means he is real -- and, separately, RV has business with him, including loans. She is also very old friends. If he gets 500 shares, that might be nice. The other guy is Bollag, a billionaire that RV made this big deal about since yesterday. He has S100mm + in the firm. Best regards, --Josh Joshua Shoshan Director Deutsche Bank Securities Inc. Private wealth Management - Americas Private Client Services 345 Park Ave, 26th Floor New York, NY 10154 Office Cell 6 E-Fax CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0030976 CONFIDENTIAL SDNY_GM_00177160 EFTA01344966

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From: Sent: To: Subject: Attachments Paul Morris 12/20/2013 4:48:23 PM Caroline Kitidis Re: epstein (I) pic00908.gif; pic03880.gif Classification: For internal use only Hi when will you have time to talk, are u in Monday? Thx Original Message From: Caroline Kitidis Sent: 12/20/2013 11:16 AM EST To: Paul Morris Subject: Re: epstein [I] Classification: For internal use only Yes Ill call you from car. Kind regards, Caroline Kitidis (Embedded image moved to file: pic00908.gi

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Tel. Fax. Mobil Email Original Message From: Tazia Smith Sent: 12/13/2013 10:35 AM EST To: Caroline Kitidis Cc: Paul Morris subject: Re: [c] classification: confidential 189mm AuM (more coming) total commission just —Silk thus far short yen via zero cost triple one touch (oTc) long AAL via in-the-money risk reversal (listed) long DX) (listed) long AAPL (listed) working on: fully funded basket of japanese eq, quantoed (2-3mm notional) have interest in a european hedge, but

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Thanks Caroline. Am glad it went well. Kudos to paul for bringing over the

DOJ EFTA Data Set 10 document EFTA01345023

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Given the "one bank" approach I keep hearing about, total Bollag investment and deposit assets with AWM (not brokerage) are approx S130 million. Kind regards, Rosemary Vrablic <0.27A.gif> Rosemary vrablic Managing Director Deutsche Bank Trust Company Americas Deutsche Asset & wealth Management 345 Park Avenue 27th Floor New York, NY, 10154-0004 Tel. +1(212)454-7887 Fax +1(646)867-1748 mobile Email NMLS# 1046752 <0.CD8.gif> Securities offered through Deutsche Bank Securities In

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From: Sent: To: Subject: Attachments Paul Morris 9/10/2014 3:19:05 PM Tazia Smith Re: MATERIALS: REMINDER: U.S. KCP Monthly Investment Call - September 10th, 2014 - 1.30pm ET [I) pic29342.gif; pic03809.gif Classification: For internal use only yes would like to send, I don't think we ever sent the 1 pager (pg 16 of today's deck) to the clients, they need to understand structure first, at least I didn't see it? we should also send les bordes teaser along with it. did we send the les

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DOJ EFTA Data Set 10 document EFTA01344506

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