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DOJ EFTA Data Set 10 document EFTA01345001

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DOJ EFTA Data Set 10 document EFTA01345001

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From: Sent: To: CC: Caroline Kitidis [ 12/16/2013 11:1111 Joshua Shoshan Chi• Packard Chi adcard db.com • Donald Summer Subject: Re: ECM carve out to KCP client (C] Attachments: pic15249.gif; pic25794.gif; pic13202.gif; pic28008.gif; pic31934.gif; pic18727.gif classification: confidential Thanks Josh. Yes, Epstein is one of our first account that Paul Morris and Tazia over from 3PM. He has started tradi targeted to be a Tier 1 KCP client As such, I think it makes sense to target bucket as you propose below. Haig and Chip, we discussed this a month ago, having for both PCS and PB, KCP clients that we allocate a % of the allocation. In this specific KCP case, which won't be for all clients, the client is focused on syndicate and wants to be a part of our program. focus KCP Cap market accounts. This is the have worked on, bringing 200mm of assets ng with us already, and we have him for 2014. Kind regards, Caroline Kitidis think about his allocation from a KCP (Embedded image moved to file: pic15249.gif) Caroline V. Kitidis Managing Director I Head of Key client Partners & wealth Investment coverage - Americas Deutsche Bank Securities Inc Deutsche Asset & wealth Mana.ement (Embedded image moved to file: pic25794.gif) From: Joshua shoshan/db/dbcom Hal: Ar' an ]; Zbynek Kozelsky To: Caroline Kitidis/db/dbcom, "Chip Packard" <Chip.packardOdb.com›, Haig Ariyan/NeWork/DBNA/DeuBa@D8Americas, Michael Iaquinta/db/dbcom, Cc: zbynek Kozelsky/db/dbcom@DBAmericas, mathew Negus/db/dbcom, Donald Summer/Newvork/DBNA/DeuBa@DBAnmricas Date: 12/16/2013 10:49 AM Subject: ECM carve out to KCP client [c] CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031057 CONFIDENTIAL SDNY_GM_00 177241 EFTA01345001

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From: Caroline Kttidts Sent: 12/16/2013 11:23:35 AM To: Joshua Shoshan CC: Chio Packard • Donald Summer • Hai Ar' an • Michael laquinta j; Zbynek Kozelsky Subject: Re: ECM carve out to KCP client (C] Classification: Confidential Thanks Josh. Yes, Epstein is one of our first focus KCP Cap market accounts. This is the account that Paul Morris and Tazia have worked on. bringing 200nun of assets over from JPM. He Ills started trading with us already, and we have him targeted to be a

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From:

DOJ EFTA Data Set 10 document EFTA01345005

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01345001

From: Sent: To: CC: Caroline Kitidis [ 12/16/2013 11:1111 Joshua Shoshan Chi• Packard Chi adcard db.com • Donald Summer Subject: Re: ECM carve out to KCP client (C] Attachments: pic15249.gif; pic25794.gif; pic13202.gif; pic28008.gif; pic31934.gif; pic18727.gif classification: confidential Thanks Josh. Yes, Epstein is one of our first account that Paul Morris and Tazia over from 3PM. He has started tradi targeted to be a Tier 1 KCP client As such, I think it makes sense to tar

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Subject: Re: ECM carve ' From: Caroline Kitidis Date: Mon, 16 Dec 2 To: Joshua Shoshan Cc: Chip Packard Donald Summer < Michael Iaquinta Zbynek Kozelsky Classification: Confidential Thanks Josh. Yes, Epstein is one of our first focus KCP Cap market accounts. This is the account that Paul Morris and Tazia have worked on, bringing 200mm of assets over from JPM. He has started trading with us already, and we have him targeted to be a Tier 1 KCP client for 2014. As such, I think it ma

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From: Joshua Shoshan SeM: 12/16/2013 10:49:45 AM To: Caroline Kitidis Chip Packard I J; Haig Ariyan Michael laquinta CC: Zb nek Kozelsky I; Mathew Negus Subject: ECM carve out to KCP client ICI Classification: Confidential ; Donald Summer Greetings, Caroline. Chip. Haig. Tazia and I discussed this case this morning. The proposal from Tazia is that Mr. Epstein would indicate for certain deals. and that he be allocated shares on these transactions from the "KCP allocation". You ca

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Subject: ECM carve out to KCP client [C From: Joshua Shoshan Date: Mon, 16 Dec 20 To: Caroline Kitidis Chip Packard Haig Ariyan Michael Iaquinta Cc: Zbynek Kozelsky Mathew Negus Donald Summe Classification: Confidential Greetings, Caroline, Chip, Haig. Tazia and I discussed this case this morning. The proposal from Tazia is that Mr. Epstein would indicate for certain deals, and that he be allocated shares on these transactions from the "KCP allocation". You can see the history belo

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