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Classification: Confidential

DOJ EFTA Data Set 10 document EFTA01345002

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DOJ EFTA Data Set 10 document EFTA01345002

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EFTA Disclosure
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Classification: Confidential Greetings, Caroline, Chip, Haig. Tazia and I discussed this case this morning. The proposal from Tazia is that Mr. Epstein would indicate for certain deals, and that he be allocated shares on these transactions from the "KCP allocation". You can see the history below. As this is the first such case, it is proposed that Mr. Epstein be allocated 50bps of the shares allocated to wealth Management for the deals in which he participates? Do you agree, and will you kindly respond so that Mike Iaquinta and the rest of us are aware of this arrangement? Please also let us know if you have questions or concerns. Best regards, --Josh Joshua shoshan Director markets coverage Group Deutsche Bank Securities Inc. Private wealth management - Americas Private rvi office Cell E-Fax Original Message From: Tazia Smith Sent: 12/13/2013 05:34 PM EST To: Joshua Shoshan Subject: Fw: [C] classification: confidential Hi Josh - Let's circle up on this on Monday and strategize the best solution. Let me know when works for you... Thanks! Tazia Forwarded by Tazia Smith/db/dbcom on 12/13/2013 05:32 PM From: Caroline Kitidis/db/dbcom To: Tazia smith/db/dbcom@DBAMERIcAs, cc: Paul morris/db/dbcomBOBAMERICAS Date: 12/13/2013 11:43 AM Subject: Re: [C] Classification: confidential speak to josh about this Tazia and see what we can do. Caroline V. Kitidis Managing Director I Head of Key Client Partners & wealth Investment Coverage - Americas Deutsche Bank Securities Inc. ment CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0031058 CONFIDENTIAL SDNY_GM_00177242 EFTA01345002

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