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DOJ EFTA Data Set 10 document EFTA01345858

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DOJ EFTA Data Set 10 document EFTA01345858

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EFTA Disclosure
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cell On Jun 11, 2018, at 2:08 PM, Stewart OldieId wrote: I'm guessing it's generated from the global markets accounts we reactivated recently, but let me confirm. Please also send me JEE's dates for France. Thanks From: Richard Kahn Sent: Monday, June 11, 2018 1:40 PM To: Stewart Oldfield ‹ > Subject: Fwd: USA Patriot Act Customer Identification Program Notification mailto do you know what this relates to? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York. NY 10022 tel fax 212-320-0381 cell Begin forwarded message: From: Nathan Head Subject: USA Patriot Act Customer Identification Program Notification Date: June 11, 2018 at 1:35:47 PM EDT To: 'Richard Kahn' < Cc: Joshua Chin-Sang <image001.png> Dear Client - Southern Financial, LLC CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0032570 CONFIDENTIAL SONY GM_00178754 EFTA01345858

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Related Documents (6)

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cell On Jun 11, 2018, at 2:08 PM, Stewart °Wild wrote: I'm guessing it's generated from the global markets accounts we reactivated recently, but let me confirm. Please also send me JEE's dates for France. Thanks From: Richard Kahn Imailto Sent: Monday, June 11, 2018 1:40 PM To: Stewart Oldfield Subject: Fwd: USA Patriot Act Customer Identification Program Notification do you know what this relates to? Richard Kahn HBRK Associates Inc 575 Lexington Avenue 4th Floor New York, NY 1002

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Subject: RE: USA Patriot Act Customer Identification Program Notification From: Stewart Oldfield a> Date: Mon, 11 Jun 2018 16:55:11 -0400 To: Richard Kahn a> Should be the same story. Will depend on the external account limits of whichever ATM he uses. From: Richard Kahn [mailto: Sent: Monday, June 11, 2018 2:18 PM To: Stewart Oldfield Subject: Re: USA Patriot Act Customer Identification Program Notification ok thank you also curious how limits would work in comparison to $1,000 here

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Dept. of JusticeOtherUnknown

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Subject: Re: USA Patriot Act Customer Identification Program Notification From: Richard Kahn ‹ > Date: Mon, 11 Jun 2018 14:10:39 -0400 To: Stewart Oldfield ‹ > thank youfrance dates not yet certain was thinking of a more regular ongoing vs particular dates.. thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New ~2 tel fax 212-320-0381 cell On Jun 11, 2018, at 2:08 PM, Stewart Oldfield •c > wrote: > I'm guessing it's generated from the global markets account

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From: Stewart Oldfield Sent: 6/11/2018 2:08:08 PM To: Richard Kahn Subject: RE: USA Patriot Act Customer Identification Program Notification I'm guessing it's generated from the global markets accounts we reactivated recently, but let me confirm. Please also send me JEE's dates for France. Thanks From: Richard Kahn [mailto Sent: Monday, June 11, 2018 1:40 PM To: Stewart Old ieId Subject: Fwd: USA Patriot Act Customer Identification Program Notification do you know what this relate

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From: Stewart Oldfield Sent: 6/11/20181:43:18 PM To: Martin Zeman CC: Bradley Gillin [ Subject: FW: USA Patriot Act Customer Identification Program Notification Attachments: BCM Letter 2017.pdf; 0851 ANNUAL DISCLOSURE 2014.pdf Did they get this notice because of their GM account? From: Richard Kahn Sent: Monday, June 11, 2018 1:40 PM To: Stewart Oldfield Subject: Fwd: USA Patriot Act Customer Identification Program Notification do you know what this relates to? Richard Kahn HBR

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EFTA Document EFTA01377397

On Jun 11, 2018, at 2:08 PM, Stewart Oldfield wrote: I'm guessing it's generated from the global markets accounts we reactivated recently, but let me confirm. Please also send me JEE's dates for France. Thanks From: Richard Kahn Imailto Sent: Monday, June 11, 2018 1:40 PM To: Stewart Oldfield Subject: Fwd: USA Patriot Act Customer Identification Program Notification do you know what this relates to? Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022

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