EFTA Document EFTA01361737

- Deutsche Asset 1fi i r & Wealth Management P0. Be, 1776. 8641M0111, MD 21203 Deotoe Boni Matt WHIM Maimpertale Wae. ( wrap Gwv• Oeslie Sink Woliplet Inc Nee evk Office 341144 **Mt Now *A. BY 10154 (MI IWO,. Ns% 211409S Portfolio Holdings Description Quantity Opening Balance Closing Balance Statement Period: 12/0112014 • 12/31/2014 Accrued Income 304lay Income This Year Yield Cash, Money Funds, and Bank Deposits 100.00% of Portfolio FDIC Insured Bank Deposits INSURED DEPOSITS PROGRAM 667,116.340 667,111.04 667,116.34 3.12 60.69 NM Total FDIC Insured Bank Deposits 3887,111.04 3667,116.34 13.12 360.89 Total Cash, Money Funds, and Bank Deposits 3867,111.04 $667,116.34 Market Value 33.12 Accrued Interest 360.89 Estimated Annual Income Total Portfolio Holdings $667,116.34 $0.00 $60.39 M essa es Federal Deposit Insurance Corporation (1010)-Insured Bank Deposits are not protected by Securities Investor Protection Corporation (SIPC). For disclosure of rates for DWS money market funds, please visit the DWS Investments website at httpslAwAv.dws-investments.conVEN/products/money-market-funds-yieldsisp. Please note that all money market funds listed on the website may not be offered through us. Although a money market mutual fund seeks to preserve the value of your investment at $1 per share, it is possible to lose money by investing in a money market mutual fund. Shares of a money market mutual fund or the balance of a bank deposit product held in your brokerage account may be liquidated upon request with the proceeds credited to your brokerage account. Please see the money market mutual fund's prospectus or the bank deposit product's disclosure document or contact your advisor for additional information. Reese note the following information Mr Pershinfs 2O14 IRS Forms 1O99 (8 OIV, INT, OID and MISC): Your form 1099 will be delivered as early as possible. beginning January 31, 2015. By February 17, you will receive either your 1099 form ora special Pending 1099 Notice. The Pending 1099 Notice will be sent if issuers of securities you hold have not yet provided their final tax information. It will inform you of the securities that are pending final reporting, and will provide the anticipated mail date of your 1099 form. Your 1099 will be mailed no later than March 16. 2015. Pershing's Impartial Lottery Process: Partial Calls Information about Pershing's impartial lottery process can be found on pershing.corrilbusiness_continuity. You may also request a printed copy of this information by calling (888) 367-2563. option 3 then option 5. When a security is subject to a partial redemption, pursuant to FINRA Rule 4340, Pershing must have procedures in place that are designed to treat clients fairly in accordance with an impartial lottery process. When an issuer initiates a partial call of securities, the depository holding such securities (typically, the Depository Trust Clearing and Corporation, or DTCC) conducts an impartial, computerized lottery using an incremental random number technique to determine the allocation of called securities to participants for which it holds securities on deposit (including Pershing). Because DTC's lottery is random and impartial, participants may or may not receive an allocation of securities selected for redemption. Page 3 of 9 Account Number: N4G-024968 .EFFREY EPSTEIN Cso paperless A.T.P.A•Ot.t, C On.r.tier listed Ewa le nt f WI", Yaw Writ", .}001 DALOAR RAT ED COMMON ICATK,I6 eXallENC? CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0050965 CONFIDENTIAL PROT1 PROT0