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sd-10-EFTA01362672Dept. of JusticeOther

EFTA Document EFTA01362672

Davide-A Sferrazza Subject: RE: SF ill Classification: For Internal use only Hi Xavier The GB adoption location is Red across all business but this is CIB Green for the US adoption location — as one of the businesses has asked to retain this. @Jane please confirm which business asked to retain? In these instances, the GM products will not be offboarded if another business has asked to retain and the KYC/ACO responsibility sits with that business. However, please also be aware that this is

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Dept. of Justice
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sd-10-EFTA01362672
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Davide-A Sferrazza Subject: RE: SF ill Classification: For Internal use only Hi Xavier The GB adoption location is Red across all business but this is CIB Green for the US adoption location — as one of the businesses has asked to retain this. @Jane please confirm which business asked to retain? In these instances, the GM products will not be offboarded if another business has asked to retain and the KYC/ACO responsibility sits with that business. However, please also be aware that this is

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Davide-A Sferrazza Subject: RE: SF ill Classification: For Internal use only Hi Xavier The GB adoption location is Red across all business but this is CIB Green for the US adoption location — as one of the businesses has asked to retain this. @Jane please confirm which business asked to retain? In these instances, the GM products will not be offboarded if another business has asked to retain and the KYC/ACO responsibility sits with that business. However, please also be aware that this is a High Risk client which is KYC deficient and was last reviewed in 2015. Please let me know if any other questions. Kind regards, <image002.png> Monika Valantiejute GM Projed Merctry Deutsche Bar* Winchester House. 1 Great Winchester Street, London, EON 20EI From: Xavier Avila Sent: 02 Marc To: GM ACO < ; lain Macara Rita Shteynberg • Jitan Patel Mathew Negus Cc: Nina Tona Alastair Mackinlay vi - Sferrazza u e : Martin Zeman Thanks Monica, did we hear anything back? The client is asking questions and we have no clear answers or timeframe to give him. Thanks Xavier Avila Managing Director Deutsche Bank Securities CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052211 CONFIDENTIAL SDNY_GM_00198395 EFTA01362672

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