EFTA Document EFTA01362673

From: Nina Ton Sent: 2/26/2018 4:46:19 PM To: CC: Rita Shteynber Zack Bunimovic Subject: Davide-A Sferrazza RE: '"REASSIGN NEEDED•`•FW: SOUTHERN FINANCIAL LLC ONB-10101SS ••••URGENT`• Classification: For internal use only Yes, we don't understand why it was put on that list. We reed to make sure the FICA is completed and extended for global credit derivatives. Thank you Nina Tona From: Zack Bunimovich Sent: Monday, February 26, 2018 4:44 PM To: Nina Tona Cc: Rita Shteynberg Davide-A Sferrazza Subject: RE: ***REASSIGN NEEDED'•"FW: SOUTHERN FINANCIAL LLC - ONB-1010155 •***URGENT•" [I] Classification: For internal use only Hi Nina, If the client was put on the red list that means we can't trade with them? Is this request still needed? Thanks, Zack From: Nina Tona Sent: Monday, Febru • To: Zack Bunimovich Cc: Rita Shteynberg avide-A Sferrazza = u ject: : N NEEDED`•"FW: SOUTHERN FINANCIAL LLC - ONB-10101S5 """URGENT"" [I] Importance: High Classification: For Memel use only Hello Zack. Please advise on the below as I was told they were put on a "red ListTM. Thank you Nina Tona From: Nina Tona Sent: Tuesday, February 20, 2018 4:12 PM To: Zack Bunimovic Cc: Rita Shteynberg Davide-A Sferrazza CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0052214 CONFIDENTIAL SDNY_GM_00198398 EFTA01362673