EFTA Document EFTA01362685

o Per attachment "Southern Financial Operating Agreement" (pages 16) Jeffrey Epstein, Darren K. Indyke, Richard Kahn • Annual report o See attachments "Southern Financial LLC Financials June 2017" and "Southern Trust Company inc. Financials June 2017" for latest financial statements • Source of Wealth o As said in above paragraph about the source of funds of any UBO greater than 1096, Jeffery Epstein's wealth has come from his long career at Bear Stearns and his financial management firms. • Client Contact o Richard <ahn o 0 • Formation Document o Attached LLC Documents include the Articles of Organization From: Nina Tona Sent: Tuesday, March 27, 2018 6:02 PM To: Zack Bunimovich Cc: Liam Osullivan Davide-A Sferrazza Xavier Avila Martin Zeman • Jitan Patel athew Negus Alastair Mackinlay ; Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [CI (Ij Classification: For Internal use only He did reach out, not sure if they have responded. Thank you Nina Tona From: Zack Bunimovich Sent: Tuesday, March 27, 2018 5:53 PM To: Xavier Avila Martin Zeman Rita Shteynberg Jitan Patel sin ; Nina Tona Cc: Liam Osullivan •.) . Mathew Negus Alastair Mackinlay avide-A Sferrazza ~~~; Anthony Lentini Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding (Cj (I) Classification: For Internal use only Hi Xavier, I believe Martin was reaching out to Southern to obtain one more confirmation regarding the KYC information that was provided. We spoke last week. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0052253 CONFIDENTIAL SDNY_GM_00198437 EFTA01362685