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sd-10-EFTA01362686Dept. of Justice

Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [CI (Martin Zeman)

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I'm verifying with the KYC team that the provided documents and the information below fulfills all of the requirements. We have this account set as one of the highest priorities in our pipeline, so operational setups will be focused on as soon as this piece is settled. Thanks, Zack From: Martin Zeman Sent: Wednesday, March 14. 2018 5:09 PM To: Zack Bunimovich ; Rita Shteynberg Jitan Patel ; Liam Osullivan Mathew Negus Alastair Mackinlay Davide-A Sferrazza ; Anthony Lentini Subject

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Dept. of Justice
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sd-10-EFTA01362686
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