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sd-10-EFTA01363005Dept. of Justice

RE: KYC Breach_SOUTHFINANMD_Southcm Financial, LLC_FFT Location [I (Jimmy-H Xu)

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Done, thanks. Are all the XCCYs generally booked and clients KYCed in DB AG FFT? What about EUR and GBP vanilla and inflation swaps? We might have some of those coming. Mat/Nina, who can help us with FFT extensions, same NY CMs? Thanks A r 16 .1• MI From: Jimmy-H Xu Date: Monday, To: Xavier Avila Mathew No , Martin Zeman Alka Gopala Subject: RE: KYC Breach_SOUTHFINANMD_Southcm Financial, LLC_FFT Location [I] Classification: For Internal use only Approved as one-off, but let's get th

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sd-10-EFTA01363005
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