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sd-10-EFTA01363006Dept. of Justice

EFTA Document EFTA01363006

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We have observed that the client is not adopted for Frankfurt location, which results in a KYC violation. In order to comply with DB's internal policies and procedures, all KYC requirements now have to be fulfilled, if the trade should stand against Deutsche Bank Kindly review your trade and where possible, please consider to rebook the trade to an adoption location, where the client is already adopted for OTC Derivative product or confirm if it is a valid trade for the particular location.

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Dept. of Justice
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sd-10-EFTA01363006
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