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sd-10-EFTA01367564Dept. of JusticeOther

EFTA Document EFTA01367564

C 5.8 12/31/49 $ 1 24.075 +.168 N24.070 /24.090T 3 x 1 EXC. • At 14:16 Vol 78.691 0 23.911DH 24.099D L 23.880: 1.888M [2044023 Pfd 1036 14:23 1G '23 14 10/28,1 alculation (Price) Interval PDF line Bid Volume • Kid Volume Ask Volume • VW Tazia Smith Director l Key Client Partners - US olerne OF 1 f MUM Price Fitter Calculat l•;ter. VWAPINIAPVaiume Vilue Traded Trades DB Secunties Inc Deutsche Asset E. Wealth Management 345 Park Avenue 10154-0004 New York. NY. USA

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Dept. of Justice
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sd-10-EFTA01367564
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C 5.8 12/31/49 $ 1 24.075 +.168 N24.070 /24.090T 3 x 1 EXC. • At 14:16 Vol 78.691 0 23.911DH 24.099D L 23.880: 1.888M [2044023 Pfd 1036 14:23 1G '23 14 10/28,1 alculation (Price) Interval PDF line Bid Volume • Kid Volume Ask Volume • VW Tazia Smith Director l Key Client Partners - US olerne OF 1 f MUM Price Fitter Calculat l•;ter. VWAPINIAPVaiume Vilue Traded Trades DB Secunties Inc Deutsche Asset E. Wealth Management 345 Park Avenue 10154-0004 New York. NY. USA

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C 5.8 12/31/49 $ 1 24.075 +.168 N24.070 /24.090T 3 x 1 EXC. At 14:16 Vol 78.691 0 23.911DH 24.099D L 23.880: 1.888M [2044023 Pfd 1036 14:23 1G '23 14 10/28,1 alculation (Price) Interval PDF line Bid Volume • Kid Volume Ask Volume • VW Tazia Smith Director l Key Client Partners - US olerne OF 1 f MUM Price Fitter Calculat l•;ter. VWAPINIAPVaiume Vilue Traded Trades DB Secunties Inc Deutsche Asset E. Wealth Management 345 Park Avenue 10154-0004 New York. NY. USA PARS (11-1/4:11T From Tazia SmithiStrklbcom To. "Jeffrey E7 leevacatioriftimalltere>. Cc' Date 10/28/2014 01:11 PM Subject. Re: ICI -C. Track Zoom Paul Morris, Richard Kahn VWAP Val* Classification: Confidential CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059144 CONFIDENTIAL SONY GM_00205328 EFTA01367564

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Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01368476

Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Ay 154-0004 New York. NY, USA Tol. Fax Mobil + Email PASc-itnA--ittr Pelfervert. From. Tazia SmithMbidbcom To. Whey E. sjeevacationgbgmail.com>.

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01368650

, vahe Stepanian/db/dbcom@DBAMERICAS, Stewart Oldfiel d/db/dbcom@DBAMERICAS Dat 10/28/2014 11:36 AM e: Sub Re: [C] jec t: classification: confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently S24, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic21461.gif) From Tazia Smith/db/dbcom To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba db/dbc

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01359942

Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: classification: confidential Good Morning Jeffrey - Re-enter order? use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db Paul Morris, Richard Kahn < Stewart Oldfield/db , vahe Stepanian Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] jec t: classification: confidential Jef

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01368473

From: Tazia Smith Sent: 10/29/2014 4:34:36 PM To: Jeffrey E. (jeevacation@gmail.com) CC: Daniel Sabha Subject: Trade Report 10/29/14 ICI Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 Paul Morris Stewart Oldfield Richard Kahn Vahe Stepanian This completes your position of 200,000 shares (24.20 avg cost, 6% yield). We have this booked to the Haze account, where your other Citi 6.875% preferred is held. Let us know if you would li

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01368480

Dec Mar EP044C23 Pfd ESL ZS :CIES:ZS :4 C 5.8 12/31/49 $ 1 24.000 -.093 N24.000 /24.010T 3 x 1 EXCE At 11:28 Vol 57,252 - 23.911'' :1 24.040 L 23.880D Val 1.377M 99 Save As 99 Actions - 97) Edit - 9tinart - cc;7;at r. Mal! ID 3D 1.ix ON YID IV SY Max Daily v 4- Track Annotate DE Last Price 24.000 T High on 06/30/14 24.400 + Average 22.792 Low on 12/11/13 20.590 Sixsityaid • Event -- News . Zoom h. o • Volume 57452.000 kAllaidelhatattAdkaithalialliq

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Dept. of JusticeOtherUnknown

EFTA Document EFTA01363976

From: Tazia Smith Sent: 10/29/2014 8:39:56 AM To: jeffrey E. Ijeeyacation@gmail.com] CC: Daniel Sabba Subject: IC) Classification: Confidential Good Morning Jeffrey - Re-enter order? Use limit and/or participate % volume? Thanks, Tazia Paul Morris ; Stewart Oldfield ; Richard Kahn I; Vahe Stepanian From. Tazia Smith'db/dbcom To. "jeffrey leevacationasmailtern>. Cc: Daniel Sabba/db/dbcom@DBAMERICAS, Paul Morris. Richard Kahn Stewart Oldfiekl/dbidbcomCDBAMERICAS, Vahe St

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