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sd-10-EFTA01367565Dept. of JusticeOther

EFTA Document EFTA01367565

EP0440 23 Pfd Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia C 5.8 12/31/49 74.041 \24.0S0/24.080'. 4 3 xri 13:03 67,374 23.911 24.080D 1 23.880. 1.616M 49—Save As 9f0 Actions • 97) Edit - 981T-able Line Chart CCC " IIIII `*1

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Dept. of Justice
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sd-10-EFTA01367565
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EP0440 23 Pfd Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia C 5.8 12/31/49 74.041 \24.0S0/24.080'. 4 3 xri 13:03 67,374 23.911 24.080D 1 23.880. 1.616M 49—Save As 9f0 Actions • 97) Edit - 981T-able Line Chart CCC " IIIII `*1

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EP0440 23 Pfd Jeffrey - thus far done on 35,100 Citi 5.8% pfd at $23.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia C 5.8 12/31/49 74.041 \24.0S0/24.080'. 4 3 xri 13:03 67,374 23.911 24.080D 1 23.880. 1.616M 49 - Save As 9f0 Actions • 97) Edit - 981T-able Line Chart CCC `*1 11-2 LY EY "s.. :x.r • 'itsCi Evert Q Track Annotate - Mew≤ . ZCOM • 24.500 lentP1014 Lest Price :C.;28/201.3 o• Last Price 24.041 T High on 06/30/14 24.400 -•-• Average 22.792 1 Low on 12/11/13 20.590 Jr -V r"\,-/ Lit* 24.041 23.500 0-23.000 0- 22.500 • 22.000 • 21.500 0:21.000 I. 20.500 T. Volume 67374.000 SMAAVijkG (15) 59706.668 • 0.4M -0.2M 67374.000 Mar 2013 Jun 2014 Sep From Tazia Smith leffrey E 7 .eeevacatio mail.com>. Ce• Daniel Sabba Paul Morris. Richard Kahn Old fold Date 1028/2014 11:36AM Subr..,..t Re: [CI Classification: Confidential Vane Stepaniarilliallg..MINSIPRIIIIM. Stewart Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently $24, we're working aggressively at that level. Please let us know if you want us to bid higher. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059145 CONFIDENTIAL PROT1 PROT0

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Classification: Confidential Jeffrey - thus far done on 35,100 Citi 5.8% pfd at 523.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia (Embedded image moved to file: pic09759.gif) Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db , Paul Morris, Richard Kahn < tepa

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Classification: confidential Jeffrey - thus far done on 35,100 citi 5.8% pfd at 523.9945 working at 24.05 so to continue to participate. given low avg daily volume, unlikely we would get it all 200k done in one day, so working not to push price. please come back to me if you want to be more aggressive. Thanks! Tazia (Embedded image moved to file: pic31693.gif) From: Tazia Smith/ To: "jeffrey E." <jeevacation0gmail.com>, Cc: Daniel Sabba , Paul Morris, Richard Kahn < , vahe Stepani

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Subject: Trade Report 10/29/14 [C] From: Tazia Smith a> Date: Wed, 29 Oct 2014 16:34:36 -0400 To: jeffrey E. <jeevacation@gmail.com> Cc: Daniel Sabba Paul Morris Richard Kahn Stewart Oldfield Vahe Stepanian Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 This completes your position We have this booked to the Haze is held. Let us know if you Best Regards, Tazia of 200,000 shares (24.20 avg cost, 6% yield). account, where your ot

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25% of the volume now. Please let us know if you would like us to be more aggressive. Not enough volume to get done on 200k in one day. Tazia (Embedded image moved to file: pic18194.gif) VWAP from time of Order Entry: 524.0117 (Embedded image moved to file: pic09162.gif) (Embedded image moved to file: pic15147.gif) Tazia smith Director I Key client Partners - us DB securities Inc Deutsche Asset & wealth management 345 Park Avenue, 10154-0004 New York, NY, USA Tel. Fax mobi Email

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