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EFTA Document EFTA01367565EFTA Document EFTA01367567
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sd-10-EFTA01367566Dept. of JusticeOther

EFTA Document EFTA01367566

EP044023 Pfd - II/25;2;513 C 5.8 12/31/49 5_ ¶ 24.000 - .09> '.24.000 24.010" 3 /1 EXO At 11:28 'op: 57,252 r' 23.911-.1 24.040 t 23.880 1.377M Save As 96 Acttns • Edit • 90 Table - '7 MINIM 14/28f2014 tan "trim, ttom ID 1M OM YTO TY SY as only m Track o• Last Price 24.000 - T High on 06/30/14 24.400 Average 22.792 1 Low on 12/11/13 20.590 / Annotate News Line Chart Vittomo Sec J.:Ay/SI:Lc, ZOOM Q• Volume 57452.000 • SMAVG (15) 59045.199 From: To'

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sd-10-EFTA01367566
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EP044023 Pfd - II/25;2;513 C 5.8 12/31/49 5_ ¶ 24.000 - .09> '.24.000 24.010" 3 /1 EXO At 11:28 'op: 57,252 r' 23.911-.1 24.040 t 23.880 1.377M Save As 96 Acttns • Edit • 90 Table - '7 MINIM 14/28f2014 tan "trim, ttom ID 1M OM YTO TY SY as only m Track o• Last Price 24.000 - T High on 06/30/14 24.400 Average 22.792 1 Low on 12/11/13 20.590 / Annotate News Line Chart Vittomo Sec J.:Ay/SI:Lc, ZOOM Q• Volume 57452.000 • SMAVG (15) 59045.199 From: To'

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EP044023 Pfd - II/25;2;513 C 5.8 12/31/49 5_ ¶ 24.000 - .09> '.24.000 24.010" 3 /1 EXO At 11:28 'op: 57,252 r' 23.911-.1 24.040 t 23.880 1.377M Save As 96 Acttns • Edit • 90 Table - '7 MINIM 14/28f2014 tan "trim, ttom ID 1M OM YTO TY SY as only m Track o• Last Price 24.000 - T High on 06/30/14 24.400 Average 22.792 1 Low on 12/11/13 20.590 / Annotate News Line Chart Vittomo Sec J.:Ay/SI:Lc, ZOOM Q• Volume 57452.000 • SMAVG (15) 59045.199 From: To' Cc: Date: Subject Dec 2013 liar Jun 2014 Tazia Snith/db/dbcom leffrey E.• seevacatongOornad corn> Daniel Sabha Paul Morns Richard Kahn 10/28/2014 11:06AM Re: [C] Classification: Confidential Sep >. Vahe Stepanian t C 24.500 24.000 23.500 23.000 22.500 22.000 21.500 21.000 20.500 0.4M 0.2M 57452.000 Jeffrey - How aggressive do you want us to be? Buying 2OOk shares, Citi 5.8% pfd has traded 15.6k shares this morning, 28k dailyavg. Do you want to give us a limit? Lk_ Tazia Smith Director I Key Client Partners • US DB Securities Inc Deutsche Asset & Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0059146 CONFIDENTIAL SONY GM_00205330 EFTA01367566

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Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Ay 154-0004 New York. NY, USA Tol. Fax Mobil + Email PASc-itnA--ittr Pelfervert. From. Tazia SmithMbidbcom To. Whey E. sjeevacationgbgmail.com>.

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From: Tazia Smith Sent: 10/29/2014 4:34:36 PM To: Jeffrey E. (jeevacation@gmail.com) CC: Daniel Sabha Subject: Trade Report 10/29/14 ICI Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 Paul Morris Stewart Oldfield Richard Kahn Vahe Stepanian This completes your position of 200,000 shares (24.20 avg cost, 6% yield). We have this booked to the Haze account, where your other Citi 6.875% preferred is held. Let us know if you would li

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, vahe Stepanian/db/dbcom@DBAMERICAS, Stewart Oldfiel d/db/dbcom@DBAMERICAS Dat 10/28/2014 11:36 AM e: Sub Re: [C] jec t: classification: confidential Jeffrey - Thus far you have purchased 34,900 shares of Citi 5.8% pfd at $23.9945; the pfd is presently S24, we're working aggressively at that level. Please let us know if you want us to bid higher. (Embedded image moved to file: pic21461.gif) From Tazia Smith/db/dbcom To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba db/dbc

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From Tazia Smith To: "Jeffrey E." <jeevacation@gmail.com> Cc: Richard Kahn Daniel Sabba Va e Stepanian , Paul Morris Date 10/28/2014 10:57 AM Subj Re: [c] ect: Classification: confidential Citi 5.8% Perpetual Preferred (cusip: 172967366) , trading —23.92, buying $5mm worth. got it. (Embedded image moved to file: pic18931.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth management 345 Park Avenue, 10154-0004 New York, NY, USA Tel.

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