EFTA Document EFTA01369369

From: Stewart Oldfield Sent: 7/10/2017 7:29:18 PM To: Vahe Stepanian Subject: Re: Epstein/Southern Financial reboot [I] Classification: For Internal Use Only Yes. Internal mtg tmw. Client mtg in two weeks. Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel: 212 454-2881 Mobile: blackberry Email: Securities offered through Deutsche Bank Securities Inc. From: Vahe Stepanian Sent: Monday, July 10, 2017 06:00 PM To: Stewart Oldfield Subject: FW: Epstein/Southern Financial reboot [IJ Classification: For Internal use only Did you get a response on this? From: Stewart Oldfield Sent: Thursday, July 06, 2017 3:18 PM To: Todd Stevens Subject: Epstein/Southern Financial reboot Daniel-E Kaiser Jeffrey's new trader will be available to meet with us after July 141", when he wraps up his current job (I think he's coming from JPM or GS, but don't know that for sure). He will have POA over JE's trading accounts and it sounds as if he plans to trade in good size and frequency. I expect he will trade for other clients over time as well. We've all agreed to use this as an opportunity to reboot our relationship and explore how we can do more business together. We know they are interested in flow equity and debt, preferreds and new issue across the spectrum. We should also be prepared to discuss what it would take for us to entertain opening a new OTC relationship. As a reminder, JE keeps over $100mm of deposits with us and does advisory work with Leon Black's family office. So I'd like to approach this as enthusiastically as we can. Please let me know your availability July 17-19 and 24-27. We can meet at the DB offices or across the street with Rich Kahn. Thanks CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0061596 CONFIDENTIAL SDNY_GM_00207780 EFTA01369369