EFTA Document EFTA01372051

0 Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DOLLA RS (continued) Date Acquired FIXED INCOME (continued) Corporate Bonds (continued) ASSURANT INC FXD TO FLTG SUB NT 7000%03/271488/E OTD 03127/13 CALLABLE 03/27/28 Ej 110 000M oody Rating BA1 03129118 2,000,000 .000 101.9840 December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Quantity Unit Cosi Adjusted Cost Baas Market Price FM ORGAN CHASE 8 CO DEPSHSREPSTG 1113TH PFD SER 1FIXED TO FLTG RT BD 5.990% 04/23158 B1EDTD04/23J08Moody Rating BAA3S8 P Rating BBB• 06115111'.3.12 1,100,000.000 107.2550 06115/11 "al? Total Noncovered Total 3,600.000 000 SOUTHERN CALIF EDISON CO PREF SER E 6250% 0111162 81E DTD 011112 CALLABLE 02/0122@ 0.000M oody Rating BAA1S P Rating BBB• 01130/12 .-112 3.000.000 000 99.9060 2,500,000 000 106 7730 3,600 000 000 GENERAL ELEC CO GTO FXD-TO.FLTG RT NON•CUM ULATIVE PERPETUAL PREFERRED 4.000% 12/03/65 REG DTD 2103t6Moody Rating A3 S 8 P Rating BBB- 12103115 ' 2,469.000 000 88 0930 Security Identdier 04621MK4 2,039.689 71 95.0000 Original Cost Basis: $2.040.006.00 Security Identifier: 46625101A1 1,179,799.94 98.6250 Original Cost Basis. 31,192.500.00 2,669,316 47 98.6250 Original Cost Basis: 52.675.000 10 3,849,116.41 $3,849,116.41 Market Value Unrealized Gainless Awned Estimated Estimated Interest Annual Income Yield 1.900 000 00 1.084 875.02 2.465.624 98 3,550,500 00 Securely Identifier. 842400FU2 2.997.192 40 95.2500 Original Cost Basis: 52,992,564.97 Security Identifier- 369604BM 4 2,175,016.17 63.9000 Original Cost Basis: $2.175.0.6.17 Account Number: s:ceiresx:m 53,550.500 00 2.857.500 00 1.577.691 00 139.689.71 36,555 56 140,000 00 7.36% -94.924 92 •203.69I.49 •298,616.41 -5298.616.41 11 348.44 65,894 18 6.07% 25.791 92 149,759 50 6.07% 37,140.36 215.653.68 537,140.36 $215,653 68 -139.692.40 78.125.00 597,325.17 187,500.00 6.56% 4,389.33 98,760.00 6.25% Page 5 of 'U Go paperless MX MOO bbliivtom Rated bade.* Every Yea Since 2007 MBAR WED COMMIMICATIONT EXCELLENCE Cloaric llwe.d. Pit~ LIC,• wholly awned subtielin el The Boded New York Mellon Corporation (WY Melon) Persterst LLC. inesnber RNRA NYS. SW: CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0065649 CONFIDENTIAL SDNY_GM_00211833 EFTA01372051