EFTA Document EFTA01372052

Deutsche Bank P.O. Box 1776, Baltimore, MD 21203 Portfolio Holdings (continued) U.S. DO LLA RS (continued) Date Acquired EQUITIES (continued) Common Stocks (continued) APPLE INC COM Dividend Option: Cash 12107/17 06/20118 10/15118 Total Covered Total 304,000.000 SIOGBIWEC INC COM Dividend Oplion: Cash 02/14/12 ' ' 2,095.000 110.2720 CalTENECORP DEL COM Dividend Option: Cash 09108/14 15,550.000 63.6450 KARYOPHARM THERAPEUTICS INC COM Dividend Oplion: Cash 07112/18 25,000.000 18.6840 Total Common Stocks Preferred Stocks (listed by expiration date) GMAC CAP TR 1 GTO TR PFD SECSSER2 CPR- 8.125% FRED ORTLY ATY•02/15/2040 CALL ANYTIME ©25 W/30 DAYS BEGINS 02/5!5 Dividend Option: Cash 02122112 80.000.000 To: al Preferred Stocks TOTAL EQUITIES December 1, 2018 - December 31,2018 SOUTHERN FINANCIAL LLC Quantity Unit Cam Coat Buie Market Price Market vlue Unrealized Win Loa 214,000.000 50,000.000 40,000.000 304,000.000 189.8140 188.7940 219.0180 36,340,223.40 9,339,697.00 8,760,702.00 54,440,622.40 Security Identifier: AAPt CUSP:037833130 157.7400 157.7400 157.7400 33,756,360.08 7,886,999.80 8,309,600.12 47,952,960.00 -2.583,863.32 1,452,697.20 4,451,101.88 -8A87,862.40 &rim/ ed Estimated Annual Income Yield 624,880.00 146,000.00 116,800.00 887,680.00 554,440,622.40 Security Identifier BNB CUSP: 09062%133 231,019 65 300.9200 Security Identifier:CNC CUSIP: 61358111 989,679.75 115.3000 Security Identifier: KPTI CUSP. 48576U95 467,108.00 9.3700 $62,968,800.98 Snarly Identifier. ALLY PRA CUSP:38180208 23.5350 1,882,773.60 $1,882,773.80 $64,851,374.58 TOTAL U.S. DOLLARS GA Bala 596,699,411 89 25.3500 547,952,960.00 630 427 40 1 792.915 00 234 250 00 46,487,662.40 399.407 75 803.235 25 -232,856.00 $59,255,745.18 2,028,000.00 $2,028,000.00 561.283.745.18 Market Value $91,481,243.09 43,712,855.80 145,226 40 $887,680.00 1.85% 1.85% 1.85% $1,395 573 01 163,568 48 8.06% $145,226.40 43,567,629.40 Unrealized Gain Loss Accrued Interest 45,218,168 80 $428,061.41 $163,568.48 $1,559,141.49 Edimated Annul Income $3,202,482.83 Page 7 of Account Number: NIG-023804 Etch:Flom CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL Go paperless abut t.Ptivtor 4 Rated Ewefiere Every Year Since 2007 04BAR MITOCOMPAVNICA710.5 FRULIDICE MISR Meech Pin UM. • wholly sword subsidurey of The Bakal Ni. Yore Mellon Comeration (BNY MAW PCISrat LLC. motto( AURA. NYSE SIPC DB-SDNY-0065651 SDNY_GM_00211835 EFTA01372052