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sd-10-EFTA01372554Dept. of JusticeOther

EFTA Document EFTA01372554

<image001.gif> Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B I, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gomgaon East. Mumbai - 400063 India From: Vijay-A Sawant Sent: Tuesday, July 17 2018 12:38 PM To: Bradley Gitlin Cc: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 I1I Importance: High Hi Brad/Stewart. As discussed yesterday. kindly procu

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Dept. of Justice
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sd-10-EFTA01372554
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<image001.gif> Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B I, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gomgaon East. Mumbai - 400063 India From: Vijay-A Sawant Sent: Tuesday, July 17 2018 12:38 PM To: Bradley Gitlin Cc: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 I1I Importance: High Hi Brad/Stewart. As discussed yesterday. kindly procu

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Text extracted via OCR from the original document. May contain errors from the scanning process.
<image001.gif> Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management B I, DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gomgaon East. Mumbai - 400063 India From: Vijay-A Sawant Sent: Tuesday, July 17 2018 12:38 PM To: Bradley Gitlin Cc: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 I1I Importance: High Hi Brad/Stewart. As discussed yesterday. kindly procure COGS dtd within the last 6 months for the acct holding entity. I look forward to the Tinton form when available, thanks. Kind Regards. ezimage001.gif> Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Bank Group Wealth Management B I, DB Centre Mumbai. Nirlon Knowledge Park. Western Express Highway Gore ion East, Mumbai - 400063 . India From: Bradley Gitlin Sent: Thursday. July 12. 2018 7:00 PM To: Vijay-A Sawant Cc: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 Classification: For internal use only Vijay, I have searched Ow and wide, and on the US Virgin Island entity search website. No sign of the COGS. Do we really need this for an existing account? Regards, Brad <iniage00 I .gi Bradley Gitlin Vice President CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066292 CONFIDENTIAL SDNY GM_00212476 EFTA01372554

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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Vijay-A Sawant Date: Fri, 10 Aug 2018 01:27:16 -0400 To: Bradley Gillin Cc: Stewart Oldfield Hi Brad, A kind reminder of the below 'updated' Exco approval request for acct Prytanee LLC under the SOUTHERN FINANCIAL RELATIONSHIP for KYC Case#01946825. Regards, {cid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.com} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Ba

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Tel. Mobile From: Stewart Oldfield Sent: Thursday, October 25, 2018 11:32 PM To: Vijay-A Sawant < Cc: Bradley Gitlin < >; Richard larossi < >; Alka Babu >; Mayur Rathod < >; Vinita Advani < Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP We've responded to many of these already. Please list only outstanding items in a single email. Thanks From: Vijay-A Sawant Sent: Thursday, October 25, 2018 10:50 AM To: Stewart Oldfield < Cc: Bradley G

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Wealth Management Bl. DB Centre Mumbai, Nirlon Knowledge Park, Western Express Highway Gore Mumbai - 400063 India Tel. Mobile From: Vijay-A Sawant Sent: Tuesday, July 17. 2018 12:38 PM To: Bradley Gitlin Cc: Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case/101946825 HI Importance: High Hi Brad/Stewart. As discussed yesterday. kindly procure COGS dtd within the last 6 months for the acct hold* entity. I look forward to the Finecn form when av

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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 10:06:56 -0400 To: Vijay-A Sawant <Ma Please give me a call when you can. Thanks From: Vijay-A Sawant Sent: Tuesday, September To: Stewart Oldfield Cc: Bradley Gillin Vinita Advani ; Richard Iarossi Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Importance: High 04, 2018 9:57 AM Hi Stewart, We require the '

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vijay-a.sawant@db.com Subject: RE: Assistance required in resolving Rejection Points - KYC 01977695 [I] From: Vijay-A Sawant Date: Wed, 17 Oct 20 To: Bradley Gillin < Stewart Oldfield Cc: Richard Iaros Mayur Rathod Hello Brad/Stewart, Many thanks for all the docs. We have re-submitted this rejected KYC (01977695) back to AML for final approval. Kind Regards, {cid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.com} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited

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Subject: Your KYC has been rejected - Case #: 01946825 From: Vijay-A Sawant Date: Fri, 07 Sep 2018 10:10:02 -0400 To: Kshitij Golani Cc: Bradley Gillin Stewart Oldfield Hello Kshitij, I have worked on the below rejection points in above case, kindly refer to my comments in red below - Case #: 01946825 Relationship: SOUTHERN FINANCIAL RELATIONSHIP Customer Name: Prytanee, LLC Customer Number: 00000550868 Reason for Rejection:7/31 A — Please provide a recent document that will serve as

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