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sd-10-EFTA01372555Dept. of JusticeOther

EFTA Document EFTA01372555

Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Thursday. July 12. 2018 8:43 AM To: Bradley Gitlin Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case/101946825 [I] Importance: High Hi Brad, Many thanks for the below email. I have taken can of most of the rejection points now. Regarding the COGS query, I am looking for

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Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Thursday. July 12. 2018 8:43 AM To: Bradley Gitlin Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case/101946825 [I] Importance: High Hi Brad, Many thanks for the below email. I have taken can of most of the rejection points now. Regarding the COGS query, I am looking for

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Deutsche Bank Wealth Management 345 Park Avenue, 24th Fl New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Vijay-A Sawant Sent: Thursday. July 12. 2018 8:43 AM To: Bradley Gitlin Stewart Oldfield Subject: RE: Assistance Required in solving rejection points on KYC Case/101946825 [I] Importance: High Hi Brad, Many thanks for the below email. I have taken can of most of the rejection points now. Regarding the COGS query, I am looking for something like the attached. Could you advise? I look forward to Fincen update when available, thanks. Regards, <image001.gif> Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited Deutsche Bank Group Wealth Management Bl. DB Centre Mumbai. Nirlon Knowledge Park Western Express Highway Goregaon East, Mumbai - 400063 . India Tel. Mo From: Bradley Gillin Sent: Wednesday. July 11, 2018 8:07 PM To: Vijay-A Sawant Stewart Oldfield ‹ > Subject: RE: Assistance Required in solving rejection points on KYC Case110 1946825 (1J Importance: High Classification: For internal use only Vijay, Sec below. Call if you have questions. Thanks again. 2) The address on the LLC Agreement does not match the address in the LLC Agreement. Please provide proof of address. This makes no sense - LLC agreement do not always accurately reflect address as companies move. Address is: 6100 RED HOOK QUARTER, B3 ST. THOMAS 00802 UNITED STATES VIRGIN ISLANDS DB Statement is ;attached. CDD form in the case's attachments also reflects this. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066293 CONFIDENTIAL SDNY GM_00212477 EFTA01372555

Related Documents (6)

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EFTA Document EFTA01435772

Subject: RE: Pending responses on rejection cases under the SOUTHERN FINANCIAL RELATIONSHIP [I] From: Mayur Rathod < Date: Thu, 01 Nov 2018 10:34:22 -0400 To: Stewart Oldfield Cc: Richard Iarossi Bradley Gillin < Vinita Advan' Vijay-A Sawant Classification: For internal use only Hi Stew, We did get LPOA for Paul Barrett, but for other accounts. We have it now for J. Epstein Virgin Islands Foundation Inc. — highlighted in GREEN below. All the other rejection items are pending. Also,

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vijay-a.sawant@db.com Subject: RE: Assistance required in resolving Rejection Points - KYC 01977695 [I] From: Vijay-A Sawant Date: Wed, 17 Oct 20 To: Bradley Gillin < Stewart Oldfield Cc: Richard Iaros Mayur Rathod Hello Brad/Stewart, Many thanks for all the docs. We have re-submitted this rejected KYC (01977695) back to AML for final approval. Kind Regards, {cid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.com} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited

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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Stewart Oldfield e > Date: Thu, 06 Sep 2018 10:06:56 -0400 To: Vijay-A Sawant <Ma Please give me a call when you can. Thanks From: Vijay-A Sawant Sent: Tuesday, September To: Stewart Oldfield Cc: Bradley Gillin Vinita Advani ; Richard Iarossi Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] Importance: High 04, 2018 9:57 AM Hi Stewart, We require the '

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Dept. of JusticeOtherUnknown

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Subject: RE: Assistance Required in solving rejection points on KYC Case#01946825 [I] From: Vijay-A Sawant Date: Fri, 10 Aug 2018 01:27:16 -0400 To: Bradley Gillin Cc: Stewart Oldfield Hi Brad, A kind reminder of the below 'updated' Exco approval request for acct Prytanee LLC under the SOUTHERN FINANCIAL RELATIONSHIP for KYC Case#01946825. Regards, {cid:1 =C7BBF707DF9B04F18f9e8a93df9386909@db.com} Vijay Sawant KYC Case Representative Deutsche CIB Centre Private Limited - Deutsche Ba

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Subject: RE: Euros from acc xxxx9691 [I] From: Nicole Perskawiec <nicole.perskawiec@db.com> Date: Tue, 19 Jun 2018 11:13:57 -0400 To: Bradley Gillin <bradley.gillin@db.com> Cc: Stewart Oldfield <ME >, Firdaus Madiar <firdaus.madiar@db.com>, Rodney Macelus <rodney.macelus@db.com> Classification: For internal use only Hi Brad, Please advise if you have confirmed with the client and have processed the following check in the amount of $7,388 for 6,200 EUR at the rate of 1.19. Kind regards

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EFTA Document EFTA01370533

From: Vijay-A Sawant Sent: 7/25/2018 6:15:23 AM To: Kshitij Golani CC: Bradley Gillin ; Stewart Oldfield Subject: FW: Your KYC has been rejected - Case #: 01946825 Attachments: Constitutional docs, COI & IRS Letter.pdf; Corp Resolution.pdf Importance: High Hi Kshitij, I have resolved all points below and re-submitting this case to you for your approval. Let me know if any queries, I look forward to your feedback, thanks. Kind Regards, Vijay Sawant KYC Case Representative Deut

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