EFTA Document EFTA01373008

From: Carlos-A Garcia Sent: 12/23/2014 8:14:56 AM To: Wayne Salit [wayne.salit®db.coml CC: Carlos-A Garcia I ; Dmitri Saks Subject FW: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name Southern Financial LLC ll) Classification: For Internal use only Hello Wayne, From the information listed below, it appears that Courteney 8 Formal is the head for this request. Kind regards, Carlos Garcia From: Carlos-A Garcia On Behalf Of US-CB S-AML Sent: Tuesday, December 23, 2014 8:13 AM To: Carlos-A Garcia Subject: Fw: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only — Forwarded by Carlos-A Garciardbldbcorn on 12/23,2014 08:12 AM — From. Courteney B Fomalidb/dbcomeDBCOEX To: Anastasia Pringleklbrdbcom. US-CB S-AAALrdb Mark Whyrnaredb/dbconit Cc: Ged Account-Opening/db , Manikandan Murandhararridt: Date: 1222/2014 05:42 PM Subject: Re: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC pj Classification: For Internal Use Only Anastasia, that would be me. What is the issue? From: Anastasia Pringle Sent: Monday, December 22, 2014 05:23 PM To: US-CB S-AML; Courteney B Fornal; Mark Whyman Cc: Ged Account-Opening; Manikandan Muralidharan Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For Internal use only Courteney/Mark, Who is the head of the business for this request. CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066974 CONFIDENTIAL SDNY_GM_00213158 EFTA01373008