EFTA Document EFTA01373009

Thanks Kind Regards. Mrs. Anastasia Pringle Deutsche Bank Securities Inc Client Onboarding Equities 502 uite 500. 32256 Jacksonville. FL. USA Fax Email Please send all GED rated emails to: Rovicii4yPespron From: Dmitri Saks On Behalf Of US-CB S-AML Sent: Monday, December 22, 2014 5:18 PM To: Anastasia Pringle Cc: Ged Account-Opening; Manikandan Muralidharan; US-CB S-AML Subject: RE: EDD package for the RID : ONB-120902 LKYCUS-3443 Party name : Southern Financial LLC [I] Classification: For internal use only Hello Anastasia, Could you please help to identify the Head of the Business through which this client is being onboarded. AML Compliance needs to have a discussion prior to approving this account. Thank you. US CB&S AML Compliance AML Compliance Deutsche Bar* Securities Inc. Compliance Rus41.441Mon Anastasia Pringle---12/22/2014 10.43:18 AM---Classification. For internal use only Good morning. From: To: Cc: Date: 12/22/2014 10.43 AM CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0066975 CONFIDENTIAL SDNY_GM_00213159 EFTA01373009