EFTA Document EFTA01374025
AGP LP 519 Alpha Group Caudal Paul Barrett ALKEON CAPITAL MANAGEMENT, LLC 350 Madison Avenue New York, New York 10017 December 21, 2016 Re: SEC Rule 506 Bad Wier Rules To Whom It May Concern: This purpose of this letter is to inform you of the status of Alkeon Capital Management, LLC ("ACM") and its affiliates under the Bad Actors rules. In connection with the offers and sales of securities in reliance on the exemptions pursuant to Rule 506 of Regulation D under the Securities Act of 1
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AGP LP 519 Alpha Group Caudal Paul Barrett ALKEON CAPITAL MANAGEMENT, LLC 350 Madison Avenue New York, New York 10017 December 21, 2016 Re: SEC Rule 506 Bad Wier Rules To Whom It May Concern: This purpose of this letter is to inform you of the status of Alkeon Capital Management, LLC ("ACM") and its affiliates under the Bad Actors rules. In connection with the offers and sales of securities in reliance on the exemptions pursuant to Rule 506 of Regulation D under the Securities Act of 1
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AGP LP 519 Alpha Group Capital Paul Barrett APPENDIX F Determination of "Beneficial Owners" for Purposes of Section TWENTY-FIRST of the Agreement Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"): (a) For the purposes of sections 13(d) and 13(g) of the Exchange Act, a beneficial owner of a security includes any person who, directly or indirectly, through any contract, arrangement, understanding, relationship, or otherwise has or shares: (1) Voting powe
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AGP LP 519 Alpha Group Capital Paul Barrett APPENDIX A ALKEON GROWTH PW PARTNERS, LP 350 MADISON AVENUE N WY RK N WYYORK 1 17 THE BANK OF NEW YORK MELLON'S FORM OF CONSENT TO THE ELECTRONIC DELIVERY OF DOCUMENTS If you decline to receive delivery of reports and other communications in electronic form you may check this box and you do not need to complete this Appendix. Subject to the New Limited Partner's consent below, Alkeon Growth PW Partners, LP, its affiliates and each of its ser
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AGP LP 519 Alpha Group Capital Paul Barrett (B) does not limit beneficial interests in the fund principally to trust accounts of Restricted Persons or Covered Investors; or K (viii) an insurance company general, separate or investment account, and (A) the account is funded by premiums from 1,000 or more policyholders, or, if a general account, the insurance company has 1,000 or more policyholders, and (B) the insurance company does not limit the policyholders whose premiums are used to f
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