EFTA Document EFTA01374153
AGP LP 519 Alpha Group Capital Paul Barrett Bellevue Parkway, Wilmington, Delaware 19809, Fax Number: (646) 514-2237, Email Address: and 1-800- 305-0816 (tel). Your revocation will be effective after BNY Mellon receives and processes it. If you revoke your consent to receive the documents for which the Partnership offers electronic delivery, you will receive future account documents in paper form sent to the address indicated for your account. Note: To allow successful delivery of the ini
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AGP LP 519 Alpha Group Capital Paul Barrett Bellevue Parkway, Wilmington, Delaware 19809, Fax Number: (646) 514-2237, Email Address: and 1-800- 305-0816 (tel). Your revocation will be effective after BNY Mellon receives and processes it. If you revoke your consent to receive the documents for which the Partnership offers electronic delivery, you will receive future account documents in paper form sent to the address indicated for your account. Note: To allow successful delivery of the ini
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EFTA Document EFTA01419666
AGP LP 519 Alpha Group Capital Paul Barrett ALKEON CAPITAL MANAGEMENT, LLC Alkeon Growth PW Partners, LP Alkeon Growth Offshore Fund, Ltd. www.alkeoncapital.com New York I Boston I Hong Kong ALKEON CAPITAL MANAGEMENT Private & Confidential Page 0 EFTA01419666 AGP LP 519 Alpha Group Capital Paul Barrett Important Notices The information contained herein is limited and is not intended to provide a representation of the merits or risks associated with an investment in any of the fund
EFTA Document EFTA01374161
AGP LP 519 Alpha Group Capital Paul Barrett APPENDIX F Determination of "Beneficial Owners" for Purposes of Section TWENTY-FIRST of the Agreement Rule 13d-3 under the Securities Exchange Act of 1934, as amended (the "Exchange Act"): (a) For the purposes of sections 13(d) and 13(g) of the Exchange Act, a beneficial owner of a security includes any person who, directly or indirectly, through any contract, arrangement, understanding, relationship, or otherwise has or shares: (1) Voting powe
EFTA Document EFTA01374145
AGP LP 519 Alpha Group Capital Paul Barrett (B) does not limit beneficial interests in the fund principally to trust accounts of Restricted Persons or Covered Investors; or K (viii) an insurance company general, separate or investment account, and (A) the account is funded by premiums from 1,000 or more policyholders, or, if a general account, the insurance company has 1,000 or more policyholders, and (B) the insurance company does not limit the policyholders whose premiums are used to f
EFTA Document EFTA01419618
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EFTA Document EFTA01298930
KYC Print Page 1 of 27 DB PWM GLOBAL KYC/NCA: PART A P2 KYC Case # : 01977694 One sheet must be established per relationship - list all accounts included in the relationshi I. Relationship Details Relationship Name: SOUTHERN FINANCIAL RELATIONSHIP:00000483290 Booking Center: New York Relationship Manager: Stewart Oldfield Li New PWM Relationship [el Existing PWM Relationship Relationship to PWM: If existing, please indicate since when the relationship exists, provide reason for new
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