EFTA Document EFTA01376688
From: Stewart Oldfield [ Sent: 9/20/2017 12:22:13 PM To: Bradley Gill in Subject: DB Force We need to add Paul S. Barrett and Alpha Group Capital to DB Force. Can add to the Epstein relationship or keep separate, whichever is easiest. Thanks From: Richard Kahn [ Sent: Tuesday, September 19, 2017 4:06 PM To: Stewart Oldfield Cc: Alpha Group Capital Subject: 9.20.2017 meeting @ 9:30am please confirm address and floor for tomorrows meeting thank you Richard Kahn HBRK Associates In
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From: Stewart Oldfield [ Sent: 9/20/2017 12:22:13 PM To: Bradley Gill in Subject: DB Force We need to add Paul S. Barrett and Alpha Group Capital to DB Force. Can add to the Epstein relationship or keep separate, whichever is easiest. Thanks From: Richard Kahn [ Sent: Tuesday, September 19, 2017 4:06 PM To: Stewart Oldfield Cc: Alpha Group Capital Subject: 9.20.2017 meeting @ 9:30am please confirm address and floor for tomorrows meeting thank you Richard Kahn HBRK Associates In
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Subject: DB Force From: Stewart Oldfield Date: Wed, 20 Sep 2017 12:22:13 -0400 To: Bradley Gillin ‹ > We need to add Paul S. Barrett and Alpha Group Capital to DB Force. Can add to the Epstein relationship or keep separate, whichever is easiest. Thanks From: Richard Kahn [mailto: Sent: Tuesday, September 19, 2017 4:06 PM To: Stewart Oldfield Cc: Alpha Group Capital Subject: 9-20-2017 meeting @ 9:30am please confirm address and floor for tomorrows meeting thank you Richard Kahn HBRK
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Subject: Re: Southern Financial - Client Confirmation [C] From: Richard Kahn < ~> Date: Fri, 30 Mar 2018 12:21:09 -0400 To: Xavier Avila Cc: Paul Barrett Martin Zeman Liam Osullivan Davide-A Sferrazza Nina Tona Stewart Oldfield Jeanne Brennan greatthank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel I = fax cell On Mar 30, 2018, at 12:20 PM, Xavier Avila a wrote: Richard/Paul, it seems the KYC has been finalised with the below.
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Subject: RE: Southern Financial - Client Confirmation [C] From: Xavier Avila Date: Wed, 28 Mar 2018 18:04:47 To: Richard Kahn Paul Barrett Cc: Martin Zeman Liam Osullivan Davide-A Nina Tona Stewart Oldfield -0400 Richard, as discussed today, in order for the Southern Financial account in Global Markets can get KYCed and we can extend product adoptions to a couple of other asset classes (credit and equity OTC derivatives), we need you to confirm that the below information and the at
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Subject: FW: Southern Financial - Client Confirmation [C] From: Martin Zeman cc > Date: Thu, 22 Mar 2018 16:52:34 -0400 To: Stewart Oldfield Classification: Confidential From: Martin Zeman Sent: Monday, March 19, To: 'Richard Kahn' < 2018 5:15 PM < ›; Xavier Avila 'Paul Barrett > ; Davide-A Sferrazza Subject: Southern Financial - Client Confirmation [C] Classification: Confidential Richard, We are making sure that Southern Financial can trade in credit derivatives and to have t
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Subject: Re: Southern Financial - Client Confirmation [C] From: Richard Kahn ‹ > Date: Thu, 29 Mar 2018 11:12:49 -0400 To: Xavier Avila Cc: Paul Barrett Martin Zeman Liam Osullivan Davide-A Sferrazza Nina Tona Stewart Oldfield attached info is correctthank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New tel fax cel On Mar 28, 2018, at 6:04 PM, Xavier Avila wrote: Richard, as discussed today, in order for the Southern Financial account in Global Marke
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Thank you. Regards, Joyce From: Vahe Stepanian Sent: Tuesday, August 22, 2017 4:37 PM To: Stewart Oldfield <stewart.oldfield@db.com>; Daniel-E Kaiser <Daniel-E.Kaiser@db.com>; Xavier Avila <xavier.avila@db.com>; Martin Zeman <martin.zeman@db.com>; Matt Glassman <matt.glassman@db.com> Cc: Andrea Herbert Cancl.reatierl?erts@dl?.com>; Joyce Tsoi <joyce.tsoi@db.com> Subject: RE: Epstein mtg - reschedule III Classification. For internal use only Adding Joyce, who now helps to manage Dan Kaise
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