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sd-10-EFTA01376689Dept. of JusticeOther

EFTA Document EFTA01376689

To: Stewart Oldfielc Subject: Re: trading mtg reschedule - wk of 9/18 wed sep 20th works can you please confirm participants thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 On Sep 5, 2017, at 3:43 PM, Stewart Oldfield Rich, ote: Hope you enjoyed the long weekend. Thanks for persisting in getting everyone in a room to talk about your new trading set up. Do any of these times work the week of the 18th? Mon 9/18: 12:30pm - 3:30pm Tues 9/1

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sd-10-EFTA01376689
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To: Stewart Oldfielc Subject: Re: trading mtg reschedule - wk of 9/18 wed sep 20th works can you please confirm participants thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 On Sep 5, 2017, at 3:43 PM, Stewart Oldfield Rich, ote: Hope you enjoyed the long weekend. Thanks for persisting in getting everyone in a room to talk about your new trading set up. Do any of these times work the week of the 18th? Mon 9/18: 12:30pm - 3:30pm Tues 9/1

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To: Stewart Oldfielc Subject: Re: trading mtg reschedule - wk of 9/18 wed sep 20th works can you please confirm participants thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 On Sep 5, 2017, at 3:43 PM, Stewart Oldfield Rich, ote: Hope you enjoyed the long weekend. Thanks for persisting in getting everyone in a room to talk about your new trading set up. Do any of these times work the week of the 18th? Mon 9/18: 12:30pm - 3:30pm Tues 9/19: 9am — 10am Wed 9/20: 9am — 10am <image002.png> Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bark Wealth Management 345 Park Avenue. New York. NY 10154 Securities offered through Deutsche Bank Securities Inc. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0073040 CONFIDENTIAL SDNY_GM_00219224 EFTA01376689

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thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 tel 212-971-1306 fax 212.320.0381 cell 917.414-7584 On Apr 21, 2017, at 1:44 PM, Stewart Oldfield <stewart.oldfield@db.com> wrote: Rich, I'm just back from 10 days in Maui with a whole set of recommendations for you. You're going to have an awesome time. Do you have time to chat next week about risk premia investing? Think of it as systematic trading to extract risk premia (curve structure,

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From: Stewart Oldfield I Sent: 3/23/2018 12:58:47 PM To: Richard Kahn Subject: RE: Please give me a quick call when you can All you need to do is acknowledge that the latest KYC info we have (which Martin attached) was sent by you. That should allow him to reuse it in order to enable the account for trading of credit derivatives (which Paul needs). So only as urgent as you want it to be. Hope you are somewhere fun and warm! Thanks From: Richard Kahn Sent: Friday, March 23, 2018 12:56

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Subject: RE: trading meetin [C] From: Vahe Stepanian Date: Mon, 28 Aug 2017 13:28:29 -0400 To: Richard Kahn Cc: Stewart Oldfiel Liam Osullivan Classification: Confidential Thank you 3 No problem, will send if ready otherwise will make sure a member of the team gets those over to you. Best, Vahe From: Richard Kahn [mailto: Sent: Monday, August 28, 2017 1:02 PM To: Vahe Stepanian Subject: Re: trading meeting [C] ; Liam Osullivan ok enjoy your time off can you also send aug 31 st

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From: Stewart Oldfield Sent: 6/1/2018 9:39.35 AM To: Richard Kahn I Subject: Re: Client Conference Call with CEO Christian Sewing: Deutsche Bank In the news - June 1 @ 1pm ET Just tried you. I'm on my cell whenever you want to chat. My flight is delayed, so I'm free for an hour now and again after noon. Thanks Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel M Em Securities offered t

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Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel: Mobile: Email: Securities offered through Deutsche Bank Securities Inc. From: Arthur Tendler Sent: Monday, August 08, 2016 03:28 PM To: Darren Indyke Cc: Richard Kahn ; bellaklein Stewart Oldfield; Litchford' >; o ec ner; heng; Marjorie Flash rey ein's Custody Account [C] Classification: Confidential Darren / Rich / Bella, I hop

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