EFTA Document EFTA01386325
GM was able to identify some names of clients that are currently on their portal, and they came back with this list for your clients. This list may not be complete. However, would you please confirm whether or not these individuals should be given access to the new research portal? Please let me know. Thank you. Contact First Name Last Name Email Coverage Employee Client Name Nikhil Patel Deutsche Bank Securities INC,XX Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vi
Summary
GM was able to identify some names of clients that are currently on their portal, and they came back with this list for your clients. This list may not be complete. However, would you please confirm whether or not these individuals should be given access to the new research portal? Please let me know. Thank you. Contact First Name Last Name Email Coverage Employee Client Name Nikhil Patel Deutsche Bank Securities INC,XX Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vi
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EFTA Document EFTA01435233
Subject: RE: MIFID II & reseassisSisitents [I] From: Anna-Sofiya Lupolover Date: Thu, 09 Nov 2017 15:17:37 -0500 To: Stewart Oldfield ‹ > Classification: For internal use only Perfect, thank you! Kind Regards, Anna-Sofiya fcid:3 =0ABBF755DFDBA10A8f9e8a93df9386909@db.coml Anna-Sofiya Lupolover Assistant Vice President Deutsche Deutsche 345 Park Tel. Fax Email Bank Trust Company Americas Bank Wealth Management Avenue, New York, NY 10154 Securities offered through Deutsche Bank
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Subject: RE: MIFID II & research - access to portal for clients [I] From: Stewart Oldfield e > Date: Thu, 09 Nov 2017 15:15:48 -0500 To: Anna-Sofiya Lupolover Bcc: I'm not exactly sure who registered from each client, but the likely emails are below. If anyone gets shut off and cares, I'm sure they will call to be reactivated. Thanks Steve Warner swarner@tfmg.net Paul Barrett Third Lake Paul Watson ■ Robert Forsythe Orix — skip for now. I think the people who were registered left th
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To clarify, Nikhil Patel is the individual from Safanad. But who should be receiving for the other entities you mentioned? Do you have their email addresses? Safanad - Nikhil Patel - Orix Tisch — Steve Warner Alpha Group — Paul Barrett Third Lake Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. Fr
EFTA Document EFTA01436381
Subject: RE: MIFID II & research - access to portal for clients [I] From: Stewart Oldfield ‹ > Date: Thu, 09 Nov 2017 15:19:10 -0500 To: Anna-Sofiya Lupolover Thanks for staying on top of it. I was prepared to just wait for clients to call and yell at me. This way seems better From: Anna-Sofiya Lupolover Sent: Thursday, November 09, 2017 3:18 PM To: Stewart Oldfield ‹ > Subject: RE: MIFID II & research - access to portal for clients [I] Classification: For internal use only Perfect, t
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