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Case Filesd-10-EFTA01386325Dept. of JusticeRE: MIFID II & research - access (Anna-Sofiya Lupolover, November 02, 2017)
November 2, 20171p
Case File
sd-10-EFTA01386325Dept. of JusticeRE: MIFID II & research - access (Anna-Sofiya Lupolover, November 02, 2017)
Email
GM was able to identify some names of clients that are currently on their portal, and they came back with this list for your clients. This list may not be complete. However, would you please confirm whether or not these individuals should be given access to the new research portal? Please let me know. Thank you. Contact First Name Last Name Email Coverage Employee Client Name Nikhil Patel Deutsche Bank Securities INC,XX Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vi
Date
November 2, 2017
Source
Dept. of Justice
Reference
sd-10-EFTA01386325
Pages
1
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0
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