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sd-10-EFTA01386326Dept. of JusticeOther

EFTA Document EFTA01386326

Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Sheffali Welch Sent: Tuesday, October 31, 2017 8:31 AM To: 'wm_americas_senior_bankers@list.db.corni <1 p Cc: Anna-Sofiya Lupolover >; Armen Brash Nicholas Allen Subject: FW: MIFID II & research - access to portal for clients il) Classification: For internal use only All, DB Research is changing its approach to distributing Research with the launch of th

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Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Sheffali Welch Sent: Tuesday, October 31, 2017 8:31 AM To: 'wm_americas_senior_bankers@list.db.corni <1 p Cc: Anna-Sofiya Lupolover >; Armen Brash Nicholas Allen Subject: FW: MIFID II & research - access to portal for clients il) Classification: For internal use only All, DB Research is changing its approach to distributing Research with the launch of th

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Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Securities offered through Deutsche Bank Securities Inc. From: Sheffali Welch Sent: Tuesday, October 31, 2017 8:31 AM To: 'wm_americas_senior_bankers@list.db.corni <1 p Cc: Anna-Sofiya Lupolover >; Armen Brash Nicholas Allen Subject: FW: MIFID II & research - access to portal for clients il) Classification: For internal use only All, DB Research is changing its approach to distributing Research with the launch of their new Research portal in November and MIFID II go-live in January. An email was sent to relevant DB WM staff regarding their individual access to Research with the attached primer, noting that research will be distributed via secure links and pdf distribution will be stopped. Some of you have asked us to consider & identify our clients who currently have access to the DB Research and need to retain this access. They need to be registered again ahead of the go-live of the new portal in November. To that effect, could you please provide me with any clients (incl. address mails) that already have access to DB Research and that you would like to be onboarded on the new portal? If you can send in the next couple days please if possible. Apologies for the late notice. Kind regards, Sheffali Sheffali Welch Chief Operating Officer, Wealth Management Americas Deutsche Bank Trust Company Americas 345 Park Avenue, New York, NY, USA CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0087973 CONFIDENTIAL SDNY_GM_00234157 EFTA01386326

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