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EFTA Document EFTA01387394EFTA Document EFTA01387396
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sd-10-EFTA01387395Dept. of JusticeOther

EFTA Document EFTA01387395

From: Anna-Sofiya Lupolover Sent: 11/9/2017 3:17:37 PM To: Stewart Oldfield I Subject: RE: MIFID II & research - access to portal for clients II] Classification: For internal use only Perfect, thank you! Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Thursday, No

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sd-10-EFTA01387395
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From: Anna-Sofiya Lupolover Sent: 11/9/2017 3:17:37 PM To: Stewart Oldfield I Subject: RE: MIFID II & research - access to portal for clients II] Classification: For internal use only Perfect, thank you! Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Thursday, No

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Text extracted via OCR from the original document. May contain errors from the scanning process.
From: Anna-Sofiya Lupolover Sent: 11/9/2017 3:17:37 PM To: Stewart Oldfield I Subject: RE: MIFID II & research - access to portal for clients II] Classification: For internal use only Perfect, thank you! Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Thursday, November 09, 2017 3:16 PM To: Anna-Sofiya Lupolover < Subject: RE: MIFID II & research - access to portal for clients II] I'm not exactly sure who registered from each client, but the likely emails are below. If anyone gets shut off and cares, I'm sure they will call to be reactivated. Thanks Steve Warner Paul Barrett Third Lake Paul Watson Robert Forsythe Orix — skip for now. I think the people who were registered left the firm Thanks From: Anna-Sofiya Lupolover Sent: Thursday, November 09, 2017 3:12 PM To: Stewart Oldfield < Subject: RE: MIFID II & research - access to portal for clients III Classification: For Internal use only CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0089928 CONFIDENTIAL SDNY_GM_00236112 EFTA01387395

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