EFTA Document EFTA01387396

To clarify, Nikhil Patel is the individual from Safanad. But who should be receiving for the other entities you mentioned? Do you have their email addresses? Safanad - Nikhil Patel - Orix Tisch — Steve Warner Alpha Group — Paul Barrett Third Lake Kind Regards, Anna-Sofiya Anna-Sofiya Lupolover Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management New York, NY 10154 Tel. Fax Email Securities offered through Deutsche Bank Securities Inc. From: Stewart Oldfield Sent: Thursday, November 09, 2017 12:38 PM To: Anna-Sofiya Lupolover < Subject: RE: MIFID II & research - access to portal for clients ill Yes, thanks. From: Anna-Sofiya Lupolover Sent: Thursday, November 09, 2017 11:34 AM To: Stewart Oldfield < Subject: FW: MIFID II & research - access to portal for clients (I) Classification: For Internal use only Hello, GM was able to identify some names of clients that are currently on their portal, and they came back with this list for your clients. This list may not be complete. However, would you please confirm whether or not these individuals should be given access to the new research portal? Please let me know. Thank you. Contact First Name Last Name Email Coverage Employee Client Name Nikhil Patel Deutsche Bank CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0089929 SDNY_GM_00236113 EFTA01387396