EFTA Document EFTA01389089

From: Martin Zeman Sent: 9/28/2017 9:40:31 AM To: Paul Barrett CC: Vahe Stepanian Ipaul@alphagroupcapital.comh Richard Kahn Stewart Old ieId Subject: Swaps Protocol and Updated Financials - Southern Financial, LLC Attachments: SWAPS PROTOCOL - Version 01.29.2014.pdf Paul, Richard, Xavier Avila We are working with our credit officers and also legal to get the ISDA for Southern Financial LLC back up. To do that, we will need updated financials for Southern Financial LLC and also signed Swaps Protocol — attached to this email. As soon as we get the updated financials, our credit guy can give the credit terms to our legal guy who will give us the new ISDA draft. Thank you, Martin Martin Zeman Director I Key Client Partners Deutsche Bark Wealth Management DB Securities Inc 345 Park Avenue. 10154-0004 New York. NY. USA Tel. Mob e Email KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the F1NFtA Rule 4512(C)(3). and who are capable of evaluating the strategies, characteristics and investment risks ot and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of OBS/ or its affiliates prior to execution. and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only. and strictly on a non- advisory basis. The KCP Americas desk does not provide investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction andror redistribution thereof (in whole or in pelt) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of CBS! or any Wits affiliates. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0093355 CONFIDENTIAL SDNY_GM_00239539 EFTA01389089