Skip to main content
Skip to content
Case File
sd-10-EFTA01418611Dept. of JusticeOther

EFTA Document EFTA01418611

Subject: RE-SIGNING OF NEW DOCUMENTS: Southern From: Martin Zeman <martin.zeman@db.com> Date: Tue, 26 Sep 2017 18:24:40 -0400 To: "Paul Barrett Cc: Richard Kahn Xavier Avila <xavier.avila@db.com>, Vahe Stepanian Joshua Shoshan <joshua.shoshan@db.com>, Stewart Oldfield ‹ > Paul, Financial, LLC [C] As discussed, please take a look at the attached Self-Disclosure document that we will need back signed please. Working on the rest of the legal adjustments for the ISDA to be ready as soon

Date
Unknown
Source
Dept. of Justice
Reference
sd-10-EFTA01418611
Pages
2
Persons
0
Integrity
Loading PDF viewer...

Summary

Subject: RE-SIGNING OF NEW DOCUMENTS: Southern From: Martin Zeman <martin.zeman@db.com> Date: Tue, 26 Sep 2017 18:24:40 -0400 To: "Paul Barrett Cc: Richard Kahn Xavier Avila <xavier.avila@db.com>, Vahe Stepanian Joshua Shoshan <joshua.shoshan@db.com>, Stewart Oldfield ‹ > Paul, Financial, LLC [C] As discussed, please take a look at the attached Self-Disclosure document that we will need back signed please. Working on the rest of the legal adjustments for the ISDA to be ready as soon

Ask AI About This Document

0Share
PostReddit

Extracted Text (OCR)

EFTA Disclosure
Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: RE-SIGNING OF NEW DOCUMENTS: Southern From: Martin Zeman <martin.zeman@db.com> Date: Tue, 26 Sep 2017 18:24:40 -0400 To: "Paul Barrett Cc: Richard Kahn Xavier Avila <xavier.avila@db.com>, Vahe Stepanian Joshua Shoshan <joshua.shoshan@db.com>, Stewart Oldfield ‹ > Paul, Financial, LLC [C] As discussed, please take a look at the attached Self-Disclosure document that we will need back signed please. Working on the rest of the legal adjustments for the ISDA to be ready as soon as possible. Martin {cid:image001.gif@OlD259D5.3E2DFOF0} Martin Zeman Director I Key Client Partners Deutsche Bank Wealth Management DB Securities Inc 345 Park Avenue, 10154-0004 New York, NY, USA Tel. +1(212) 250-0432 Mobile +1(808) 280-7881 Email martin.zeman@db.com KCP products and services are intended and available only for persons who are sophisticated institutional investors within the meaning of the FINRA Rule 4512(C)(3), and who are capable of evaluating the strategies, characteristics and investment risks of, and exercising independent judgment in evaluating, the ideas and products discussed herein. Trades and transactions are subject to relevant internal approvals of DBSI or its affiliates prior to execution, and the execution of any transaction or idea discussed herein is conditional on your becoming a client of Deutsche Bank. Key Client Partners (KCP) products, investment ideas and solutions and related matters discussed herein are provided for discussion purposes only, and strictly on a non-advisory basis. The KCP Americas desk does not provide EFTA01418611 investment advice. The information set forth herein is confidential and personal to you and is being presented for your information and for discussion purposes only. Any reproduction and/or redistribution thereof (in whole or in part) or disclosure of its content without our written consent is strictly forbidden. This communication does not create any legally binding obligation on the part of DBSI or any of its affiliates. This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Please refer to https://db.com/disclosures for additional EU corporate and regulatory disclosures. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. EFTA01418612

Technical Artifacts (6)

View in Artifacts Browser

Email addresses, URLs, phone numbers, and other technical indicators extracted from this document.

Emailjoshua.shoshan@db.com
Emailmartin.zeman@db.com
Emailxavier.avila@db.com
Phone+1(212) 250-0432
Phone+1(808) 280-7881
URLhttps://db.com/disclosures

Link to Specific Page

Share a direct link to a specific page in this document:

https://epsteinexposed.com/documents/sd-10-EFTA01418611?page=[page_number]

Related Documents (6)

Dept. of JusticeOtherUnknown

EFTA Document EFTA01438587

Subject: Swaps Protocol and Updated Financials - Southern Financial, LLC From: Martin Zeman ‹ > Date: Thu, 28 Sep 2017 09:40:31 -0400 To: "Paul Barrett ( Richard Kahn Cc: Vahe Stepanian Stewart Oldfield Xavier Avila Paul, Richard, We are working with our credit officers and also legal to get the ISDA for Southern Financial LLC back up. To do that, we will need updated financials for Southern Financial LLC and also signed Swaps Protocol — attached to this email. As soon as we get the

2p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01424006

Subject: RE: Swaps Protocol and U dated Financials - Southern Financial, LLC From: Martin Zeman Date: Wed, 11 Oct 2017 10:06:59 -0400 To: Richard Kahn Cc: Paul Barrett Vahe Stepanian Stewart Oldfield Xavier Avila Richard, Thanks very much — as soon as we have the swaps protocol, we'll get on with the ISDA. Martin From: Richard Kahn [mailto: Sent: Wednesday, October 11, 2017 9:17 AM To: Martin Zeman Cc: Paul Barrett Avila Subject: Re: Swaps Protocol and Updated Financials - South

4p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01435892

Subject: RE: Question [C] From: Liam Osullivan Date: Wed, 12 Sep 2018 11:14:16 -0400 To: Stewart Oldfield Cc: Martin Zeman Davide-A Sferrazza Classification: Confidential Davide is going to call Paul. From: Stewart Oldfield Sent: Wednesday, September 12, 2018 11:08 AM To: Liam Osullivan Cc: Martin Zeman Subject: Fwd: Question Stewart Oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank Wealth Management 345 Park Avenue, New York, NY 10154 Tel. 212 454

4p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01401926

Subject: RE: Southern Financial LLC - KYC and credit derivatives/convertible bonds onboarding [C] [I] From: Zack Bunimovich < Date: Thu, 29 Mar 2018 12:57:48 -0400 To: Xavier Avila • >, Nina Tona Martin Zeman Rita Shteynberg titan Patel < Cc: Liam Osullivan < Mathew Negus Alastair Mackinlay Davide-A Sferrazza Anthony Lentini Ian Salters Classification: For internal use only Hi Xavier, Understood. The confirmation looks sufficient to me but I am waiting on the KYC team to confi

26p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01433271

Subject: [/] FX Trade idea: Time to buy USDJPY FVA? [C] From: Martin Zeman Date: Fri, 22 Sep 2017 07:57:40 -0400 To: "Paul Barrett ( Cc: Vahe Stepanian Stewart Oldfield Xavier Avila Joshua Shoshan Davide-A Sferrazza Classification: Confidential Good morning, Paul, Not sure you look at FVA stuff, but this one in USDJPY looks good to me. Martin fcid:image003.png@OlD33399.2A5F55201 Trade Ideas Buy ly2y USDJPY FVA at 10.50% Current 2y Implied volatility is at 9.95% Rationale The US

6p
Dept. of JusticeOtherUnknown

EFTA Document EFTA01370608

From: Stewart Oldfield Sent: 10/2/2017 11:20:03 AM To: Martin Zeman Subject: RE: Swaps Protocol and Updated Financials - Southern Financial, LLC [I] Cool, thanks From: Martin Zeman Sent: Monday, October 02, 2017 4:18 PM To: Stewart Oldfield < Subject: RE: Swaps Protocol and Updated Financials - Southern Financial, LLC [II Classification: For Internal use only Just spoke to them — they will need a week for the financials just because of the storms basically. I will also email Kim Ha

1p

Forum Discussions

This document was digitized, indexed, and cross-referenced with 1,400+ persons in the Epstein files. 100% free, ad-free, and independent.

Annotations powered by Hypothesis. Select any text on this page to annotate or highlight it.