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sd-10-EFTA01421554Dept. of JusticeOther

EFTA Document EFTA01421554

Subject: Fw: Haze N4G024943 [I] From: Stewart Oldfield < Date: Mon, 24 Oct 2016 16:28:58 -0400 To: Cynthia Rodriguez Classification: For Internal Use Only Fyi Stewart Oldfield, CFA, CAIA Director Deutsche Bank Deutsche Bank 345 rk Av n Tel: Mobi Emai Trust Company Americas Wealth Management N w Y•rk NY 1u154 Securities offered through Deutsche Bank Securities Inc. Original Message From: Richard Kahn [mailto: Sent: Monday, October 24, 2016 04:22 PM To: Darlene Zong Cc:

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sd-10-EFTA01421554
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Subject: Fw: Haze N4G024943 [I] From: Stewart Oldfield < Date: Mon, 24 Oct 2016 16:28:58 -0400 To: Cynthia Rodriguez Classification: For Internal Use Only Fyi Stewart Oldfield, CFA, CAIA Director Deutsche Bank Deutsche Bank 345 rk Av n Tel: Mobi Emai Trust Company Americas Wealth Management N w Y•rk NY 1u154 Securities offered through Deutsche Bank Securities Inc. Original Message From: Richard Kahn [mailto: Sent: Monday, October 24, 2016 04:22 PM To: Darlene Zong Cc:

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Subject: Fw: Haze N4G024943 [I] From: Stewart Oldfield < Date: Mon, 24 Oct 2016 16:28:58 -0400 To: Cynthia Rodriguez Classification: For Internal Use Only Fyi Stewart Oldfield, CFA, CAIA Director Deutsche Bank Deutsche Bank 345 rk Av n Tel: Mobi Emai Trust Company Americas Wealth Management N w Y•rk NY 1u154 Securities offered through Deutsche Bank Securities Inc. Original Message From: Richard Kahn [mailto: Sent: Monday, October 24, 2016 04:22 PM To: Darlene Zong Cc: Stewart Oldfield; Jeanne Brennan <*• > Subject: Haze N4G024943 we are expecting a wire in the amount of 6,000,000 please confirm when received thank you Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor EFTA01421554

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Subject: RE: Haze N4G02494 I From: Cynthia Rodriguez Date: Mon, 24 Oct 2016 16:30:50 -0400 To: Stewart Oldfield Spoke to KCP and they are the ones that can monitor this type of account. We are all set :-) Kind regards, Cynthia Rodriguez Cynthia Rodriguez Assistant Vice President Deutsche Bank Trust Company Americas Deutsche Asset & Wealth Management York, NY, USA Original Message From: Stewart Oldfield Sent: Monday, October 24, 2016 4:29 PM To: Cynthia Rodriguez Subject: Fw: H

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From: Stewart Oldfield Sent: 10/24/2016 4:28: To: Cynthia Rodriguez Subject: Fw: Haze N4G024943 8) classification: For Internal use only Fyi Stewart oldfield, CFA, CAIA Director Deutsche Bank Trust Company Americas Deutsche Bank wealth Management 345 v n w York, NY 10154 Tel: Mobile: blackberry Email: Securities offered through Deutsche Bank Securities Inc. Original Message From: Richard Kahn [mailto: Sent: Monday, October 24, 2 1 : PM To: Darlene Zong Cc: Stewart

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Subject: RE: KYC Remediation - Southern Financial Relationship [I] From: Daphne Cales Date: Mon, 10 Jul 2017 11:08:04 -0400 To: Cynthia Rodriguez Classification: For internal use only There are only a few people who actually respond to me or the team. I so appreciate you. Nothing else for now. Let us know if you need us to run any additional searches. Have an amazing day! .7 Kind regards, Daphne Cales {https://brandportal.intranet.db.com/img/modules/logo.gif} Daphne Cales Director I

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