EFTA Document EFTA01421555

Subject: FW: MD Approval for ACUs for Hi h Risk Clients [I] From: Stewart Oldfield Date: Wed, 26 Oct 2016 13:49:48 -0400 To: Cynthia Rodriguez Classification: For internal use only From: Vaishali-P Mehta Sent: Wednesday, October 26, 2016 1:48 PM To: Andrew Gallivan Cc: Douglas Robertson; Stewart Oldfield; Thomas-B Mayer; Mark Gonzalez Subject: MD Approval for ACUs for High Risk Clients [I] Classification: For internal use only Dear Andrew, As you know, our procedures require MDs to approve all ACUs completed for High Risk clients each month. Please review the below ACUs completed and approve them. Annual Client Update: ID GCIS Customer Number Customer Owner MD Customer Name Annual Client Update: Created Date A14. A15. Client Status Update Description A16. A17. EFTA01421555 78144 00000520114 Douglas Robertson Andrew Gallivan Atlantix Investment LLC 10/12/2016 I spoke to Jane about coming changes to the accounts to be reflected by KYC updates not yet ready. No changes yet. No No 78143 00000520113 Douglas Robertson Andrew Gallivan Millstein Atlantix LLC 10/12/2016 I spoke to Jane about coming changes to the accounts to be reflected by KYC updates not yet ready. No changes yet. No No 77877 00000496285 Mark Gonzalez EFTA01421556 Andrew Gallivan 435 E 76 3D LLC 10/4/2016 Mr. Prabhakar resides in Dubai and is in the duty free business. Nothing has materially changed for this client. Yes No 77876 00000496286 Mark Gonzalez Andrew Gallivan 555 W 23 N4R LLC 10/4/2016 Mr. Prabhakar resides in Dubai and is in the duty free business. The property has been sold and the entity will be winding down. Yes No 77880 00000496287 Mark Gonzalez Andrew Gallivan 635 W 42 7E LLC 10/4/2016 Mr. Prabhakar resides in Dubai and is in the duty free business. Nothing has materially changed for this client. EFTA01421557 Yes No 77879 00000496288 Mark Gonzalez Andrew Gallivan 67 Liberty PHB LLC 10/4/2016 Mr. Prabhakar resides in Dubai and is in the duty free business. Nothing has materially changed for this client. Yes No 77704 00000486426 Stewart Oldfield Andrew Gallivan Butterfly Trust 9/29/2016 change in trustees No material change Yes No 77695 00000499760 EFTA01421558 Stewart Oldfield Andrew Gallivan Gratitude America 9/29/2016 no material change no material change Yes No 77697 00000487223 Stewart Oldfield Andrew Gallivan HBRK Associates, Inc 9/29/2016 No material change No material change Yes No 77698 00000487225 Stewart Oldfield Andrew Gallivan Hyperion Air, LLC 9/29/2016 EFTA01421559 no material change no material change Yes No 77699 00000487244 Stewart Oldfield Andrew Gallivan JEGE, Inc 9/29/2016 no material change no material change Yes No 77694 00000489505 Stewart Oldfield Andrew Gallivan 9/29/2016 no material change no material change Yes No EFTA01421560 77701 00000487264 Stewart Oldfield Andrew Gallivan Neptune, LLC 9/29/2016 no material change no material change Yes No 77844 00000487265 Stewart Oldfield Andrew Gallivan NES, LLC 10/4/2016 No material change No material change Yes No 77703 00000487219 Stewart Oldfield Andrew Gallivan Plan D, LLC EFTA01421561 9/29/2016 No material change No material change Yes No 77702 00000487199 Stewart Oldfield Andrew Gallivan The 2007 Jeffrey E. Epstein Insurance Trust #3 9/29/2016 No material change No material change Yes No 77842 00000487199 Stewart Oldfield Andrew Gallivan The 2007 Jeffrey E. Epstein Insurance Trust #3 10/4/2016 No material change No material change Yes EFTA01421562 No 77689 00000492732 Stewart Oldfield Andrew Gallivan Zorro Development Corp. 9/29/2016 no material change no material change Yes No 78200 00000496101 Thomas-B Mayer Andrew Gallivan Elmer Campbell Family Delaware Dynasty Trust 10/17/2016 There have been no new developments. No Changes. Yes No 78201 00000496099 Thomas-B Mayer EFTA01421563 Andrew Gallivan Josephine Campbell Family Delaware Dynasty Trust 10/17/2016 There have been no new developments No Changes Yes No 78202 00000496097 Thomas-B Mayer Andrew Gallivan Paul Campbell Family Delaware Dynasty Trust 10/17/2016 There have been no new developments No Changes Yes No 78204 00000496140 Thomas-B Mayer Andrew Gallivan Shelley Campbell Family Delaware Dynasty Trust 10/17/2016 There have been no new developments No changes EFTA01421564 Yes No Please let me know if you have any questions. Regards, Vaishali Mehta Head of Anti-Money Laundering Business Risk Deutsche Bank Wealth Management 101 California Street, Suite 2400, San Francisco, CA USA Tel. Mobile Email EFTA01421565