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sd-10-EFTA01454461Dept. of JusticeOther

EFTA Document EFTA01454461

From: Richard Kahn SeM: 6/24/2014 9:32:21 AM To: Paul Morris Subject: Re: [CI just left you a vm to catch up please call me when you are free thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Jun 23, 2014, at 12:14 PM, Paul Morris > wrote: Classification: Confidential Rich, let's catch up next couple days Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor From Richard Kahn To- Tazia SmithAbide

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sd-10-EFTA01454461
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From: Richard Kahn SeM: 6/24/2014 9:32:21 AM To: Paul Morris Subject: Re: [CI just left you a vm to catch up please call me when you are free thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Jun 23, 2014, at 12:14 PM, Paul Morris > wrote: Classification: Confidential Rich, let's catch up next couple days Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor From Richard Kahn To- Tazia SmithAbide

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From: Richard Kahn SeM: 6/24/2014 9:32:21 AM To: Paul Morris Subject: Re: [CI just left you a vm to catch up please call me when you are free thanks Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 On Jun 23, 2014, at 12:14 PM, Paul Morris > wrote: Classification: Confidential Rich, let's catch up next couple days Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor From Richard Kahn To- Tazia SmithAbidecom@DBAMERICAS, Cc. Paul Morristdb/dbcomeTDBAMERICAS, Vahe Stepanianklb/dbcomeDBAmedcas Date • 06/2312014 12:12 PM Subject: Re: IC] thank you for update Richard Kahn I-IBRK Associates Inc. 575 Lexington Avenue 4th Floor New York, NY 10022 CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0112572 CONFIDENTIAL SONY GM_00258756 EFTA01454461

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From: Tazia Smith Sent: 10/29/2014 4:34:36 PM To: Jeffrey E. (jeevacation@gmail.com) CC: Daniel Sabha Subject: Trade Report 10/29/14 ICI Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 Paul Morris Stewart Oldfield Richard Kahn Vahe Stepanian This completes your position of 200,000 shares (24.20 avg cost, 6% yield). We have this booked to the Haze account, where your other Citi 6.875% preferred is held. Let us know if you would li

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Dec Mar EP044C23 Pfd ESL ZS :CIES:ZS :4 C 5.8 12/31/49 $ 1 24.000 -.093 N24.000 /24.010T 3 x 1 EXCE At 11:28 Vol 57,252 - 23.911'' :1 24.040 L 23.880D Val 1.377M 99 Save As 99 Actions - 97) Edit - 9tinart - cc;7;at r. Mal! ID 3D 1.ix ON YID IV SY Max Daily v 4- Track Annotate DE Last Price 24.000 T High on 06/30/14 24.400 + Average 22.792 Low on 12/11/13 20.590 Sixsityaid • Event -- News . Zoom h. o • Volume 57452.000 kAllaidelhatattAdkaithalialliq

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Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Ay 154-0004 New York. NY, USA Tol. Fax Mobil + Email PASc-itnA--ittr Pelfervert. From. Tazia SmithMbidbcom To. Whey E. sjeevacationgbgmail.com>.

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