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sd-10-EFTA01454462Dept. of JusticeOther

EFTA Document EFTA01454462

On Jun 23, 2014, at 12:05 PM, Tazia Smit Classification: Confidential Hi Rich - wrote: Just a heads up since Jeffrey just called to ask and we want to make sure you have the info too - his 4.5mm PDVSA 5% 10/28/15 are trading 96x96.50 As relayed to Jeffrey, this is an As Agent indicative market - our desk that looks for best bids/offers, not a market from DB only. Jeffrey just commented on the good rally, no trade right now (recall he owns them —92.33) Speak Soon! Tazia <Mail Attaclnen

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sd-10-EFTA01454462
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On Jun 23, 2014, at 12:05 PM, Tazia Smit Classification: Confidential Hi Rich - wrote: Just a heads up since Jeffrey just called to ask and we want to make sure you have the info too - his 4.5mm PDVSA 5% 10/28/15 are trading 96x96.50 As relayed to Jeffrey, this is an As Agent indicative market - our desk that looks for best bids/offers, not a market from DB only. Jeffrey just commented on the good rally, no trade right now (recall he owns them —92.33) Speak Soon! Tazia <Mail Attaclnen

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On Jun 23, 2014, at 12:05 PM, Tazia Smit Classification: Confidential Hi Rich - wrote: Just a heads up since Jeffrey just called to ask and we want to make sure you have the info too - his 4.5mm PDVSA 5% 10/28/15 are trading 96x96.50 As relayed to Jeffrey, this is an As Agent indicative market - our desk that looks for best bids/offers, not a market from DB only. Jeffrey just commented on the good rally, no trade right now (recall he owns them —92.33) Speak Soon! Tazia <Mail Attaclnent.gif> Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management Park Av 10150- New York, NY, USA <Mail Attacbment.gif> This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. 400 This communication may contain confidential and/or privileged information. If you are not the intended recipient (or have received this communication in error) please notify the sender immediately and destroy this communication. Any unauthorized copying, disclosure or distribution of the material in this communication is strictly forbidden. Deutsche Bank does not render legal or tax advice, and the information contained in this communication should not be regarded as such. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 112573 CONFIDENTIAL SDNY_GM_00258757 EFTA01454462

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Mobile: (917) 318-4852 Fax: (646) 257-3131 E-mail:- From: lefty E." Ijecvacationttigmail.coml Sent: 09/16/2014 06:08 AM AST To: Tazia Smith Subject: Rc: Alibaba ICJ Yes On Tue, Sep 16, 2014 at 2:02 AM, Tazia Smith <a> wrote: Classification: Confidential Good Morning Jeffrey - Please confirm or modify your indication of interest of 250k shares of Alibaba. As you know, scheduled pricing is Thursday for trading Friday. Thanks, Tazia Tazia Smith Director Key Client Partners - US Deu

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