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sd-10-EFTA01455583Dept. of JusticeOther

EFTA Document EFTA01455583

Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & Wealth Management From: Nate Hall Sent: 09/19/2014 03:42 AM GMT Subject: *** PRICING DETAILS *** JOINT BOOKRUN IPO 4"" ALIBABA GROUP (NYSE: BABA) *** APPROVED FOR EXTERNAL DISTRIBUTION *** *** APPROVED FOR EXTERNAL DISTRIBUTION *** Issuer: Alibaba Group Holding Limited Symbol: BABA Deal size: 320,106,100 shares (38% primary / 62% secondary) plus 15% greenshoe (54% primary / 46% secondary)

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Dept. of Justice
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sd-10-EFTA01455583
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Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & Wealth Management From: Nate Hall Sent: 09/19/2014 03:42 AM GMT Subject: *** PRICING DETAILS *** JOINT BOOKRUN IPO 4"" ALIBABA GROUP (NYSE: BABA) *** APPROVED FOR EXTERNAL DISTRIBUTION *** *** APPROVED FOR EXTERNAL DISTRIBUTION *** Issuer: Alibaba Group Holding Limited Symbol: BABA Deal size: 320,106,100 shares (38% primary / 62% secondary) plus 15% greenshoe (54% primary / 46% secondary)

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Text extracted via OCR from the original document. May contain errors from the scanning process.
Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc. Deutsche Asset & Wealth Management From: Nate Hall Sent: 09/19/2014 03:42 AM GMT Subject: *** PRICING DETAILS *** JOINT BOOKRUN IPO 4"" ALIBABA GROUP (NYSE: BABA) *** APPROVED FOR EXTERNAL DISTRIBUTION *** *** APPROVED FOR EXTERNAL DISTRIBUTION *** Issuer: Alibaba Group Holding Limited Symbol: BABA Deal size: 320,106,100 shares (38% primary / 62% secondary) plus 15% greenshoe (54% primary / 46% secondary) Offer price: 568.00 Exchange: NYSE Trade date: 9/18 Settlement date: 9/24 Book runners: Deutsche Bank Credit Suisse Goldman Sachs JPMorgan Morgan Stanley Citi The issuer has filed a registration statement (including a prospectus) with the SEC for the offering to which this communication relates. Before you invest, you should read the prospectus in that registration statement and other documents the issuer has filed with the SEC for more complete information about the issuer and this offering. YOU may get these documents for free by visiting EDGAR on the SEC Web site, at www.sec.gov. Alternatively, the issuer, any underwriter or any dealer participating in the offering will arrange to send you the prospectus if you request it by calling toll-free 1-800-503-4611 or by mail from Deutsche Bank Securities Inc., 60 Wall Street, New York, New York 10016, or by email at CONFIDENTIAL - PURSUANT TO FED. R. GRIM. P. 6(e) DB-SDNY-0 114428 CONFIDENTIAL SDNY_GM_00260612 EFTA01455583

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Subject: Re: Alloc [C] From: Paul Morris czl > Date: Fri, 19 Sep 2014 09:02:42 -0400 To: Tazia Smith ‹ > Classification: Confidential 2k??? From: Tazia Smith Sent: 09/19/2014 08:45 AM EDT To: "jeffrey epstein" <jeevacation@gmail.com> Cc: Paul Morris; Vahe Stepanian; Matt Glassman; "Rich Kahn" Subject: Alloc [C] Classification: Confidential Jeffrey - You were allocated 2,000 Alibaba (BABA) at $68. TDS Tazia Smith Director Key Client Partners - US Deutsche Bank Securities, Inc.

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Subject: Alibaba opens $92.70 C From: Tazia Smith < Date: Fri, 19 Sep 2014 11:55:02 -0400 To: jeffre epstein < eevacationegmail.com> Cc: MG Paul Morris Rich Kahn R> R, Vahe Stepanian Classification: Confidential Jeffrey - Alibaba opens at $92.70, -$95 last (+$54k on your position) TDS (Embedded image moved to file: pic00028.gif) Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset a Wealth Management 345 Park Avenue, 10154-0004 New York, NY, USA Tel.

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Subject: Trade Report 9/19 [C] From: Tazia Smith <1 .> Date: Fri, 19 Sep 2014 12:22:36 -0400 To: 'eevacation@gmail.com Cc: Classification: Confidential Jeffrey - S 2000 BABA at $92.352 (+$48.7k) TDS From: "jeffrey E." <jeevacation@gmail.com> • a Smith/db/- Date: PM Subject: [C] 09/19/2014 12:19 Re: Alibaba opens $92.70 sell EFTA01471045 On Fri, Sep 19, 2014 at 11:55 AM, Tazia Smith a wrote: Classification: Confidential Jeffrey - Alibaba opens at $92.70, —$95 last (+$54k

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