EFTA Document EFTA01455591
From: Paul Morris Sent: 9/19/2014 11:16:36 AM To: Tazia Smith Subject: fw: II] classification: For internal use only Pls call rich original messa From: Richard Kahn [ Sent: 09/19/2014 11:12 AM AST To: Paul Morris just left you a voicemail can we talk today regarding JEE Alibaba allocation as JEE is very disappointed we put in max allocation of 250,000 shares knowing that was unrealistic however JEE has many friends who have all received more than the 2,000 shares he was all
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From: Paul Morris Sent: 9/19/2014 11:16:36 AM To: Tazia Smith Subject: fw: II] classification: For internal use only Pls call rich original messa From: Richard Kahn [ Sent: 09/19/2014 11:12 AM AST To: Paul Morris just left you a voicemail can we talk today regarding JEE Alibaba allocation as JEE is very disappointed we put in max allocation of 250,000 shares knowing that was unrealistic however JEE has many friends who have all received more than the 2,000 shares he was all
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Deutsche Bank Group Valuation Statement Request 182298 03 Dec 2014 SOUTHERN FINANCIAL, LLC As of 03 Dec 14 Deutsche Bank AG For Sales Inquiries Contact: Tazia Smith (Tel) (Email) For questions relatin to this statement contact: Valuations NY (Tel) (Email) SOUTHERN FINANCIAL, LLC To: Jabwcpa Gmail (Email) ,Richard Kahn12 (Email) ,Gedeon Pinedo (Email) Ste anian (Email) (Email) ,Paul Morris (Email) Smith (Email) ,Amanda Kirby ,Jose h Cothron (Email) ,Daniel Sabba (Email) Fx
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Date: 10/29/2014 08:43 AM Subject: Re: [C] vwap ok On wed, Oct 29, 2014 at 8:39 AM, Tazia Smith wrote: classification: confidential Good Morning Jeffrey - Re-enter order? use limit and/or participate % volume? Thanks, Tazia Fro Tazia Smith/db/dbcom m: To: "jeffrey E." <jeevacation@gmail.com>, Cc: Daniel Sabba/db Paul Morris, Richard Kahn < Stewart Oldfield/db , vahe Stepanian Dat 10/28/2014 04:14 PM e: Sub Trade Report 10/28/14 [C] jec t: classification: confidential Jef
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From: Tazia Smith Sent: 10/29/2014 4:34:36 PM To: Jeffrey E. (jeevacation@gmail.com) CC: Daniel Sabha Subject: Trade Report 10/29/14 ICI Classification: Confidential Jeffrey - Today you executed the following: B 150,967 C at $24.2528 Paul Morris Stewart Oldfield Richard Kahn Vahe Stepanian This completes your position of 200,000 shares (24.20 avg cost, 6% yield). We have this booked to the Haze account, where your other Citi 6.875% preferred is held. Let us know if you would li
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Jeffrey - Today you executed the following: B 49,033 Citi 5.8% pfd at $24.0205 This leaves 150,967 shares to buy. Re-enter tomorrow? Your other Citi pfd is held in Haze. Would you like this booked there as well? Thank You, Tazia Tazia Smith Director I Key Client Partners - US DB Securities Inc Deutsche Asset & Wealth Management 345 Ay 154-0004 New York. NY, USA Tol. Fax Mobil + Email PASc-itnA--ittr Pelfervert. From. Tazia SmithMbidbcom To. Whey E. sjeevacationgbgmail.com>.
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r e an raup': SOUTHERN FINANCIAL, LL. Request 182298 As of 11 Dec 14 Deutsche Bank AG For Sales Inquiries Contact Tazia Smith (Tei For questions relating to this statement contact Valuations NY SOUTHERN FINANCIAL. LLC To: Jabwcpa Gmail (Email) Richard Kahn12 (Email) Tazia Smith (Email) ,Amanda Kirby (Email) .Gedeon Pinedo (Email) Vahe Stepanian (Email) .Paul Morris (Email) Daniel Sabba (Email) Joseph Cothron (Email) 11 Dec2014 Page 1 Of 2 Fx Rates: USD/EUR = .8076892012 N
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