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sd-10-EFTA01455592Dept. of JusticeOther

EFTA Document EFTA01455592

From: Tazia Smith Sent: 9/19/2014 11:25:29 AM To: Paul Morris Subject: Re: III classification: For internal use only I spoke w him this AM, call him again? Tazia smith Director Key Client Partners - us Deutsche Bank Securities, Inc. Deutsche Asset & wealth Management Original Message From: Paul Morris Sent: 09/19/2014 11:16 AM EDT To: Tazia Smith Subject: Fw: (I] classification: For internal use only Pls call rich original Message From: Richard Kahn Sent: 09/19/20

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From: Tazia Smith Sent: 9/19/2014 11:25:29 AM To: Paul Morris Subject: Re: III classification: For internal use only I spoke w him this AM, call him again? Tazia smith Director Key Client Partners - us Deutsche Bank Securities, Inc. Deutsche Asset & wealth Management Original Message From: Paul Morris Sent: 09/19/2014 11:16 AM EDT To: Tazia Smith Subject: Fw: (I] classification: For internal use only Pls call rich original Message From: Richard Kahn Sent: 09/19/20

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From: Tazia Smith Sent: 9/19/2014 11:25:29 AM To: Paul Morris Subject: Re: III classification: For internal use only I spoke w him this AM, call him again? Tazia smith Director Key Client Partners - us Deutsche Bank Securities, Inc. Deutsche Asset & wealth Management Original Message From: Paul Morris Sent: 09/19/2014 11:16 AM EDT To: Tazia Smith Subject: Fw: (I] classification: For internal use only Pls call rich original Message From: Richard Kahn Sent: 09/19/2014 11:12 AM AST To: Paul Morris just left you a voicemail can we talk today regarding JEE Alibaba allocation as JEE is very disappointed we put in max allocation of 250,000 shares knowing that was unrealistic however JEE has many friends who have all received more than the 2,000 shares he was allocated.. lets discuss when you are free thanks Richard Kahn CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0114440 CONFIDENTIAL SDNY_GM_00260624 EFTA01455592

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