EFTA Document EFTA01457424

From: Paul Morris Sent: 5/20/2015 8:39:59 PM To: Todd Stevens BCC: Subject: Re: Southern financial II] Classification: For Internal use Only Todd, I appreciate the time today, we will circle back with you shortly, as I mentioned I spoke to je a week or so ago and made sure every thing is fine as you and I discussed, I also told him if there are any issues in the future that he should direct to me and I would handle. I don't think we should make a big case here as I see no risk with je. what we are more concerned about is daniel's ability to cover and manage large sophisticated clients. original Message From: Todd Stevens Sent: monday, may 18, 2015 09:23 PM To: Paul Morris Subject: Re: Southern financial [I] Given legal and compliance hurdles in place it isn't that easy. I spoke to Daniel. Let's sit down over the next couple days. we just need to proceed with all cards on the table. > On May 18, 2015, at 9:12 PM, Paul Morris <paul.morris@db.com> wrote: > • Classification: For Internal use Only > • Todd, let's connect again on this after you speak with Daniel, if he's not engaged on this Stewart and I will pick up coverage. Thanks again for the help. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 116966 CONFIDENTIAL SDNY_GM_00263150 EFTA01457424