EFTA Document EFTA01457425

From: Todd Stevens (- Sent: 5/20/2015 8:59:49 PM To: Paul Morris Subject: Re: Southern financial [I] Let's wipe slate clean and hit restart. Daniel can deal with him. > on May 20, 2015, at 8:39 PM, Paul morris < > wrote: > • classification: For Internal use only > Todd, I appreciate the time today, we will circle back with you shortly, as I mentioned I spoke to je a week or so ago and made sure every thing is fine as you and I discussed, I also told him if there are any issues in the future that he should direct to me and I would handle. I don't think we should make a big case here as I see no risk with je. what we are more concerned about is daniel's ability to cover and manage large sophisticated clients. Original Message > • From: Todd Stevens > Sent: Monday, May 18, 2015 09:23 PM > To: Paul Morris > Subject: Re: Southern financial [I] > • Given legal and compliance hurdles in place it isn't that easy. > • I spoke to Daniel. Let's sit down over the next couple days. we just need to proceed with all cards on the table. • On May 18, 2015, at 9:12 PM, Paul Morris <-> wrote: classification: For Internal use Only » Todd, let's connect again on this after you speak with Daniel, if he's not engaged on this Stewart and I will pick up coverage. Thanks again for the help. CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 116967 CONFIDENTIAL SDNY_GM_00263151 EFTA01457425