EFTA Document EFTA01460629

Key Client Partners (KCP) Americas 1313 bitiSMeSs Nev eve Key Client Partners Americas KCP Americas Gross Revenue 2013 YTD: $49.7MM (-14% Y/Y) KCP Amerkas r KCP US [ WIC US [VAC LA TAM k r LATAM Total Revenue Total Revenue 2012 WK. Total Revenue 2013 S(MM) No of Target Bullet (Matronships 2014 contributing to soArvi) revenues 297 23.6 82 26.1 23.4 378 2.1 2.2 280 0.0 0.5 6 579 Total $(MM) 2.6 5.7 6.8 85 TOW Rayon* 23.6 Deutsche Asset ° Wealth Management 40 0 320 6.5 65 Total 5(MM) 00 00 440 40.0 350 300 25.0 no 15.0 10.0 0.0 •tota1 Revenue 2012 (sum 540.0 529.7 • Total Revenue 2013 I W4) 2014 Budget (MM) 532.0 KCP US *7011 VAC us II I *AN 56.5 52.1 52.2 w1C LATAM i.91 IVA 56.5 50.0 $0.5 KCP LATAM -Oa eVICO% KCP Net RCs Pad RM Location Trading Area KCP Product Sales SWAM Mann Landers Houston 2 2 Global Commodities Structured Financing 8 Lending Mann Fut(/' Boston 1 5 Fixed Income & Currencies Capital Markets ORorke Dhody Miami 1 4 Alternative Fund Solutions Private Markeis Mann Gious 345P 1.3 Fixed Income 8. Currencies Capital Markets ORorke Dhody Miami 1.1 Fixed Income L. Currencies Private Markeis Mann Mandela Miami 0.7 EM Debt Capital Markets Mann Bolzenhard Los Angeles 0.6 Fixed Income 8. Currencies Capaal Markets ORorke Daulton San Francisco 0.5 EM Debt Private Markets Mann Bennett Los Angeles 0.5 Alternative Fund Solutions Capital Markets Mann Grout 345P O 4 Fixed Income 8 Currencies Capital Markets Key Client Partners - Delivering expertise & solutions to sophisticated investors CONFIDENTIAL - PURSUANT TO FED. R. CRIM. P. 6(e) CONFIDENTIAL DB-SDNY-0 122026 SDNY_GM_00268210 EFTA01460629