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sd-10-EFTA01460832Dept. of JusticeOther

EFTA Document EFTA01460832

KCP-US Capital Markets Build-Out Timeline Q4 2014 - Q2 2015 1 2 3 4 Daniel Sabba joins Deutsche Bank Announcement of formalized KCP-US Capital Markets Team Migratration of existing KCP clients to Cap. Markets Team KCP-US Capital Markets Roadshow Deutsche Asset & Weanh !..1, c,”er,:nt For U.S. Key Client Partners (KCP) Clients Only Sept. 29, 2014 October 2014 November 2014 Q1 2015 6 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0122393 CONFIDENTIAL SDNY_GM_00268577

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Dept. of Justice
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sd-10-EFTA01460832
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KCP-US Capital Markets Build-Out Timeline Q4 2014 - Q2 2015 1 2 3 4 Daniel Sabba joins Deutsche Bank Announcement of formalized KCP-US Capital Markets Team Migratration of existing KCP clients to Cap. Markets Team KCP-US Capital Markets Roadshow Deutsche Asset & Weanh !..1, c,”er,:nt For U.S. Key Client Partners (KCP) Clients Only Sept. 29, 2014 October 2014 November 2014 Q1 2015 6 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0122393 CONFIDENTIAL SDNY_GM_00268577

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Text extracted via OCR from the original document. May contain errors from the scanning process.
KCP-US Capital Markets Build-Out Timeline Q4 2014 - Q2 2015 1 2 3 4 Daniel Sabba joins Deutsche Bank Announcement of formalized KCP-US Capital Markets Team Migratration of existing KCP clients to Cap. Markets Team KCP-US Capital Markets Roadshow Deutsche Asset & Weanh !..1, c,”er,:nt For U.S. Key Client Partners (KCP) Clients Only Sept. 29, 2014 October 2014 November 2014 Q1 2015 6 CONFIDENTIAL - PURSUANT TO FED. R CRIM. P. 6(e) DB-SDNY-0122393 CONFIDENTIAL SDNY_GM_00268577 EFTA01460832

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Classification: For internal use only hi, i see this is still going to Harry Beller, should he be on this? Paul Morris Managing Director Deutsche Bank Private Bank 345 Park Avenue, 27th Floor New York, NY 10154 office: Cell: Forwarded by Paul morris/db/dbcom on 10/14/2014 09:40 AM From: valuations system/db/dbcora0DBAPAc TO: Amanda Kirby , Daniel Sabba/ Joseph cothron , Paul morris/ , Tazia Smit vahe Stepanian Date: 10/13/2014 06:28 PM Subject: Valuation Statement for SOU

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Subject: RE: EURUSD Indicative Pricin [C] From: Vahe Stepanian Date: Fri, 04 Mar 2016 11:25:40 -0500 To: Richard Kahn Cc: Daniel Sabba Ariane Dwyer Paul Morris < Classification: Confidential Ok, we'll be back to you with refreshed pricing. From: Richard Kahn [mailto: Sent: Friday, March 04, 2016 11:04 AM To: Vahe Stepanian Subject: Re: EURUSD Indicative Pricing [C] thanks - jeffrey is still interested in trade can you please reprice as i now see EUR USD in 1.10-1.1025 range thank

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Email ID : M: ..... Ire ••*********** ***OnVhIcip•••••• • ******** Silt Ii*******60 rit-tnntte***** ********* • • en ********** This email is sent to you by Tata Consultancy Services on behalf of Deutsche Bank. Diese email wurde Ihnen von Tata Consultancy Services im Auftrag der Deutschen Bank gesendet Anastasia Pringle—01/21/2015 12:57:02 AM—Classification. For internal use only IMS. From: To: Cc: Date Subjet Vahe Stepaniant Daniel Sabba/db/dbcom 01/2112015 12.57 AM RE: 1M

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Richard Kahn HBRK Associates Inc. 575 Lexington Avenue 4th Floor New York NY 10022 tel ce On Oct 17, 2016, at 10:54 AM, Darlene Zong wrote: Classification: Confidential Morning Rich, Hope you had a great weekend. Please find below the two way quotes this morning — Haze Trust Bank of America 8.125% Pfd 12/29/2049 05/10/11 3,4 CUSIP: - 102.25 x 103.75 Southern Financial LLC Frontier Communications 8.5% 4/15/2020 7/6/15 3,4 CUSIP: 105.875 x 107.375 Best, <mage001.gif, Darlene Zo

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From: Paul Morri Sent: 3/20/2015 4:48 P To: Vahe Stepanian CC: Amanda Kirby • Daniel Sabba ; Ariane Dwyer Subject: Re: Revenues Classification: For Internal Use Only Thanks, I understand many trades are paid in arrears ie when trade closes, is it possible we have not seen revenue from trades put on in Q4 that have not closed?, I mentioned to matt so if you u could follow-up near end of mth that would great. Thanks From: Vahe Stepanian Sent: Friday, March 20, 2015 04:08 PM To:

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Deutsche Bank AG Fa Sales Inquirles Contact Daniel Sabba t, For questions relating to Mis statement contact Valuations NY (Tel) 1 (Email) SOUTHERN FINANCIAL, LLC To: Jabwcpa Gmail (Email) Richard Kahn12 (Email) Mark Whyman (Email) Hm./ Clientseryices (Email) Gedeon Pinedo (Email) >Amanda Kirby (Email) Paul Morns (Email) Vahe Stepanian (Email) Daniel Sabba (Email) Ariane Dwyer (Email) 19Aug 2015 Page 1 Of 3 FXRaWK USD/EUR = 9063717937 Note:-All Values are shown from the DB

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