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sd-10-EFTA01460866Dept. of JusticeOther

EFTA Document EFTA01460866

Original Message From: Chip Packard sent: Wednesday, November 26, 2014 8:03 AM To: Caroline Kitidis Cc: Haig Ariyan subject: KCP balance of year [I] Classification: For Internal use Only Caroline, can you give us a sense for what you expect to close between now and year end, as well as what will fall into 2015? Thanks, chip Chip Packard Managing Director Deutsche Asset and wealth Management 345 Park Avenue a w York tV. 10154 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-

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Original Message From: Chip Packard sent: Wednesday, November 26, 2014 8:03 AM To: Caroline Kitidis Cc: Haig Ariyan subject: KCP balance of year [I] Classification: For Internal use Only Caroline, can you give us a sense for what you expect to close between now and year end, as well as what will fall into 2015? Thanks, chip Chip Packard Managing Director Deutsche Asset and wealth Management 345 Park Avenue a w York tV. 10154 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-

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Original Message From: Chip Packard sent: Wednesday, November 26, 2014 8:03 AM To: Caroline Kitidis Cc: Haig Ariyan subject: KCP balance of year [I] Classification: For Internal use Only Caroline, can you give us a sense for what you expect to close between now and year end, as well as what will fall into 2015? Thanks, chip Chip Packard Managing Director Deutsche Asset and wealth Management 345 Park Avenue a w York tV. 10154 CONFIDENTIAL — PURSUANT TO FED. R. CRIM. P. 6(e) DB-SDNY-0 122486 CONFIDENTIAL SDNY_GM_00268670 EFTA01460866

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Subject: planning email for Patrick From: Stewart Oldfield Date: Mon, 25 Jun To: Terri Sohrab Bcc: Please let me know what you think. Career overview: 20yrs in banking overall 16yrs investment banking/capital markets (JPM and CS) 4 yrs private banking (DB) CFA and CAIA charterholder. Series 7,9,10,24,63 licenses JP Morgan Investment Bank (1998-2002) Debt capital markets/structured credit Credit Suisse Investment Bank (2002-2014) Equity derivatives, structured investments, liquid al

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From: Haig Ariyan Sent: 3/14/2014 4:04:35 PM To: Joshua Shoshan CC: Caroline Kitidis Chip Packard Donald Summer Stepanian Subject: Re: KCP 101: Paylocity IP0 [I] Attachments: pic31676.gif; pic21214.gif; pic24520.git pic32271.gif Michael laquinta classification: For internal use only ok by me Haig Ariyan Managing Director co-Head wealth management, Americas Deutsche Asset & Wealth Management 345 Park Avenue New York, NY 10154 direct phone 212.454.0504 fax I From: Tazia S

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Subject: Re: Fw: KCP Trade Ideas I From: Caroline Kitidis Date: Thu, 17 Oct 2013 17:12:39 -0400 To: Chip Packard Cc: Haig Ariyan Classification: For internal use only I am speaking w/ Josh on this - to better coordinate and leverage resources/ideas. But in general so you are aware, there is a bit of a disconnect that we should try to rectify over time. I am seeing a few issues / crossing of wires: 1. For KCP - we have clients who want capital markets business, therefore the flow and

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From: Chip Packard Sent: 11/27/2014 9:04:16 AM To: Caroline Kitidis CC: Haig Ariyan Subject: Re: KCP balance of year [I] Thanks Caroline. Happy Thanksgiving. sent from my iPad > On Nov 26, 2014, at 4:26 PM, "Caroline Kitidis" > wrote: > • Classification: For internal use only > • Hi guys, > Here is a quick summary. All AWM revs. Nov & Dec flash = 10.8mm total expected prior to year end. See breakdown below with 2015 pipeline. > • Have a nice Thanksgiving. > • *November Reve

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Subject: Re: Grt news, new assets [I] From: Caroline Kitidis Date: Tue, 07 Oct 2014 12:33:15 -0400 To: Chip Packard Classification: For internal use only Team effort ;-) From: Chip Packard Sent: 10/07/2014 11:59 AM AST To: Caroline Kitidis Subject: Re: Grt news, new assets [I] Classification: For internal use only You did all the work. Chip Packard Managing Director Deutsche Asset and Wealth Management 345 Park Avenue New York NY. 10154 Phone: Mobile: Email: From: Caroline Kit

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